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Research ArticleBRIEF COMMUNICATION

Prediction of Resistance to 177Lu-PSMA Therapy by Assessment of Baseline Circulating Tumor DNA Biomarkers

Oliver Sartor, Elisa Ledet, Minqui Huang, Jennifer Schwartz, Alex Lieberman, Brian Lewis, Jodi Layton, Pedro Barata, Albert Jang, Madeline Hawkins, Olivia Pocha, Sree Lanka and Kendra Harris
Journal of Nuclear Medicine November 2023, 64 (11) 1721-1725; DOI: https://doi.org/10.2967/jnumed.123.266167
Oliver Sartor
1Tulane Cancer Center, Tulane University School of Medicine, New Orleans, Louisiana;
2Department of Medical Oncology, Mayo Clinic, Rochester, Minnesota; and
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Elisa Ledet
1Tulane Cancer Center, Tulane University School of Medicine, New Orleans, Louisiana;
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Minqui Huang
1Tulane Cancer Center, Tulane University School of Medicine, New Orleans, Louisiana;
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Jennifer Schwartz
1Tulane Cancer Center, Tulane University School of Medicine, New Orleans, Louisiana;
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Alex Lieberman
1Tulane Cancer Center, Tulane University School of Medicine, New Orleans, Louisiana;
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Brian Lewis
1Tulane Cancer Center, Tulane University School of Medicine, New Orleans, Louisiana;
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Jodi Layton
1Tulane Cancer Center, Tulane University School of Medicine, New Orleans, Louisiana;
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Pedro Barata
1Tulane Cancer Center, Tulane University School of Medicine, New Orleans, Louisiana;
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Albert Jang
1Tulane Cancer Center, Tulane University School of Medicine, New Orleans, Louisiana;
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Madeline Hawkins
1Tulane Cancer Center, Tulane University School of Medicine, New Orleans, Louisiana;
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Olivia Pocha
1Tulane Cancer Center, Tulane University School of Medicine, New Orleans, Louisiana;
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Sree Lanka
1Tulane Cancer Center, Tulane University School of Medicine, New Orleans, Louisiana;
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Kendra Harris
1Tulane Cancer Center, Tulane University School of Medicine, New Orleans, Louisiana;
3Department of Radiation Oncology, Orlando Health, Orlando, Florida
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  • Errata - November 01, 2024

Abstract

177Lu-PSMA-617 and 177Lu-PSMA I&T (collectively termed 177Lu-PSMA) are currently being used for the treatment of selected metastatic castration-resistant prostate cancer (mCRPC) patients with PSMA PET–positive disease, but biomarkers for these agents remain incompletely understood. Methods: Pretreatment circulating tumor DNA (ctDNA) samples were collected from 44 mCRPC patients receiving 177Lu-PSMA treatment. Prostate-specific antigen responders and nonresponders were assessed relative to the ctDNA findings at baseline. Results: The ctDNA findings indicated that nonresponders were more likely to have gene amplifications than were responders (75% vs. 39.2%, P = 0.03). In particular, amplifications in FGFR1 (25% vs. 0%, P = 0.01) and CCNE1 (31.2% vs. 0%, P = 0.001) were more likely to be present in nonresponders. CDK12 mutations were more likely to be present in nonresponders (25% vs. 3.6%, P = 0.05). Conclusion: Our analyses indicate that ctDNA assays may contain specific biomarkers predictive of response or resistance for 177Lu-PSMA–treated mCRPC patients. Additional confirmatory studies are required before clinicians can use these findings to make personalized treatment decisions.

  • radiopharmaceuticals
  • Lu-177
  • PSMA
  • biomarkers
  • ctDNA
  • prostate cancer

Two radioligand therapies being used for patients with metastatic castration-resistant prostate cancer (mCRPC) are 177Lu-PSMA-617 and 177Lu-PSMA-I&T (collectively termed 177Lu-PSMA). In the phase III VISION trial, 177Lu-PSMA prolonged radiographic progression-free survival and overall survival in PSMA-positive mCRPC patients (1). With supporting data from the phase III VISION trial, both the U.S. Food and Drug Administration and the European Commission approved 177Lu-PSMA in 2022 for mCRPC patients previously treated with an androgen-receptor pathway inhibitor and taxane-based chemotherapy.

Many data have accumulated concerning the use of PSMA PET scans as a predictive biomarker for 177Lu-PSMA therapy (2,3). Despite the importance of this image-based biomarker, additional factors such as chemotherapy status, baseline hemoglobin level, number of metastases, bone involvement, and liver metastases are also associated with response and resistance to therapy (2). These biomarkers may play an important prognostic role for those being treated with this targeted radionuclide. Determining which prostate cancer patients will most benefit from 177Lu-PSMA is of considerable interest given that this therapy is expensive and alternatives such as cabazitaxel might also be considered in therapeutic decision-making. The use of circulating tumor DNA (ctDNA) has emerged as an important noninvasive blood-based biomarker in prostate cancer therapeutics (4,5), and such approaches have now been approved by the Food and Drug Administration for therapeutic selection. Using ctDNA to assess somatic alterations in tumors is now established, and these somatic alterations have been shown to have prognostic significance. Despite the extensive body of evidence that has accumulated for a variety of diseases and therapies, to our knowledge no ctDNA data have been presented regarding the potential prognostic utility of ctDNA assays in mCRPC patients treated with 177Lu-PSMA. Here, we present such experience.

MATERIALS AND METHODS

Blood for ctDNA assays to assess selected somatic mutations, amplifications, deletions, and fusions was obtained less than 50 d before treatment with 177Lu-PSMA, and all assays were performed using a commercial assay (Guardant360; Guardant) that has been widely referenced in the literature (6). This assay assesses 83 cancer-associated genes for mutations, 7 genes for deletions, 18 genes for amplifications, and 10 genes for various pathogenic fusions. The study included all consecutive patients with Guardant360 results who were treated at Tulane University. One additional patient was treated in Germany. No patients with ctDNA results were excluded.

All patients had mCRPC and PET-positive metastatic disease (>liver uptake). All patients had prior treatment with abiraterone, enzalutamide, or both. Most had at least 1 taxane-based chemotherapy. Standard-of-care therapies were used in combination with 177Lu-PSMA. All but 4 patients were treated with 177Lu-PSMA-617 (3 patients were treated with 177Lu-PSMA I&T and 1 with 177Lu-PSMA-R2).

Prostate-specific antigen (PSA) was assessed at baseline (before 177Lu-PSMA treatment) and at every treatment cycle (every 6–8 wk). PSA declines at any point after treatment were assessed. Those with a PSA decline of more than 50% were classified as responders, and those with a lesser PSA decline were classified as nonresponders. This analysis compared responders and nonresponders relative to baseline ctDNA findings and demographics to assess differences in the 2 subsets using the Fisher exact methodology or the Mann–Whitney test (when appropriate). The comparisons in Table 2 and the P values reported there represent a direct comparison of the individual genetic alterations in the responder versus nonresponder groups. The institutional review board approved this retrospective study, and the requirement to obtain informed consent was waived.

RESULTS

As shown in Table 1, the population comprised 44 mCPRC patients, including 4 Black patients, 38 White patients, 1 Hispanic patient, and 1 “other.” The baseline PSA level was 71.5 and 88.9 ng/mL in the nonresponders and responders, respectively. The responders and nonresponders had several distinctions in their baseline variables. Nonresponders were more likely to have liver metastases (25% vs. 3.6%, P = 0.05), higher serum lactate dehydrogenase levels (median, 249.5 vs. 192.0; P = 0.009), and higher serum alkaline phosphatase levels (median, 163 vs. 81; P = 0.003).

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TABLE 1.

Patient Demographics at Baseline

The ctDNA findings were first assessed for amplifications, deletions, mutations, and splice variations (Table 2). No differences were noted between responders and nonresponders in the frequency of deletions, mutations, or splice variations reported by the Guardant360 testing. Amplifications, however, were distinct between the 2 groups. Those with no response to 177Lu-PSMA were more likely to have amplifications than were responders (75.0% vs. 39.2%, P = 0.03). When examining the amplifications using a gene-by-gene analysis, we found that 2 specific amplifications were distinct between the 2 subsets. Nonresponders were more likely to have amplification in CCNE1 (31.2% vs. 0%, P = 0.004) or FGFR1 (25% vs. 0%, P = 0.01).

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TABLE 2.

Guardant360 Results for All 177Lu Responders and Nonresponders by Gene

There was no difference between responders and nonresponders in the frequency of pathogenic mutations. However, a gene-by-gene analysis indicated that CDK12 mutations were more frequent in the nonresponders than in the responders (25% vs. 3.7%, P = 0.05).

DISCUSSION

PSA nonresponders were significantly more likely to have amplifications in cancer-associated genes in the ctDNA. Though this might be viewed as an oversimplistic finding, it was a statistically significant finding in our analyses. Amplifications are well known in cancer biology and are clearly related to genomic instability, a quintessential hallmark of cancer. Of note, the methods used in these ctDNA assays may not distinguish between amplification of a specific gene and an alteration in chromosomal number (aneuploidy). Thus, the fact that the broad finding of amplifications is more common in PSA nonresponders may reflect genomic instability at a larger scale. Additional studies would be required to confirm or deny this possibility. Optimally, we would have multiple validation cohorts to confirm the findings reported here.

Two particular amplifications were distinct between these 2 groups, CCNE1 and FGFR1. The CCNE1 gene encodes for cyclin E, which has high oncogenic potential. CCNE1 overexpression has been associated with worse overall survival, progression-free survival, and distant metastasis-free survival in multiple malignancies (7). CCNE1 upregulation has been associated with platinum-based therapy resistance as shown in ovarian, endometrial, and bladder cancers (8–11). There is a significant association between CCNE1 amplification and primary platinum-based treatment resistance in ovarian cancer (10). Given that both platinum and 177Lu-PSMA are DNA damage–inducing therapies, the link between 177Lu-PSMA treatment and resistance seems particularly plausible. More studies are needed to verify the validity of these findings.

FGFR1 amplification is associated with upregulation of fibroblast growth factor receptor 1, which is responsible for the activation of multiple downstream oncogenic pathways, such as those associated with MAPK, AKT, and STAT signaling (12). Overexpression of fibroblast growth factor receptor 1 correlates with resistance to letrozole and cyclin-dependent kinase inhibitors in breast cancer (13,14). The utility of FGFR1 amplification as a marker of therapeutic resistance in prostate cancer needs additional exploration.

CDK12 mutations are well known to have adverse effects on prognosis in mCRPC (15). In addition, CDK12 mutations are known to be deleterious for those prostate cancer patients treated with a variety of agents, including hormonal therapies, taxane chemotherapy, and poly(adenosine diphosphate ribose) polymerase inhibitors (16,17). Thus, perhaps it is not surprising that CDK12 mutations are linked to 177Lu-PSMA resistance. Patients with CDK12 mutations do poorly after a wide variety of treatments, not just 177Lu-PSMA. Several serum clinical and laboratory variables were predictive of no PSA decline in this small series. Higher alkaline phosphatase and lactate dehydrogenase levels have been adverse prognostic factors in multiple prostate cancer studies (18,19). Liver metastatic disease is a well-known adverse prognostic factor in advanced prostate cancer (2,18). Thus, despite being a small series, the fact that adverse prognostic findings previously reported were independently detected here suggests that our series has similarities to other larger datasets.

It is important to emphasize that our data are likely prognostic and not predictive with regard to 177Lu-PSMA–based therapies. These data should not be used to make therapeutic choices at this time. First and most importantly, these data should be regarded as preliminary, and further validation is needed. Second with regard to therapeutic choices for 177Lu-PSMA versus other alternative therapies for mCRPC is that, clearly, these data do not adequately address clinical decision-making. Additional prospective trials would be required to make conclusions regarding predictive versus prognostic attributes of the biomarkers reported here.

There were several limitations to this study, including its small sample size and the fact that it took place at a single institution in which patients were treated with various PSMA agents. Although PSA changes are a well-accepted response biomarker, the more important and clinically relevant parameters related to radiographic response, time to radiographic progression, and overall survival were not assessed. Further, the sample size precluded multivariate analyses, which are most appropriate to ascertain. Interactions between PSMA PET parameters and ctDNA were not assessed. Given the degree of genetic heterogeneity, it is difficult to draw conclusions about many of the ctDNA abnormalities noted, and much larger studies would be required to better understand the prognostic and predictive importance of the individual genetic mutations in these mCRPC patients. The lack of multiple-hypothesis testing represents a limitation, and different statistical methods could potentially lead to different conclusions.

We also note that the genetic landscape assessed by Guardant360 assays is incomplete (20). This particular assay does not assess all the prostate cancer–relevant genes and furthermore has distinct limitations with regard to the detection of genetic deletions. More depth to the ctDNA analyses, or tissue-based biopsies, may yield distinct answers. Ideally, one would ascertain the importance of these findings in the context of multiple clinical and laboratory variables and use much larger patient series.

Taken together, despite these limitations, the role of ctDNA as a biomarker for response when using 177Lu-PSMA–based therapies is important to assess. Such analyses are important in the prognosis for a variety of cancers and a variety of treatments. The alterations identified here seem plausible on the basis of outcomes in other cancers and when using other therapies. Clearly, larger studies are justified to better understand the relationships between PSMA-targeted radioligand therapy and somatic genetics as assessed by ctDNA.

CONCLUSION

In this small series of mCRPC patients treated with 177Lu-PSMA therapy, baseline ctDNA distinctions were found between those with and without PSA declines of 50% or more. These ctDNA abnormalities included mutations in CDK12 or amplifications in CCNE1 and FGFR1. In addition, higher levels of lactate dehydrogenase and alkaline phosphatase and the presence of liver metastases were associated with a lower probability of PSA response. Additional confirmatory studies are required before these data can be used for personalized treatment decisions in the clinic.

DISCLOSURE

Oliver Sartor is a consultant to ArtBio, Point, Fusion, Telix, Bayer, Novartis, Pfizer, Merck, ITM, Sanofi, Eisai, Lantheus, and AstraZeneca and receives research support from Telix, Bayer, Novartis, AstraZeneca, and Merck. Pedro Barata is a consultant or on the speakers’ bureau for Astellas, AstraZeneca, Eisai, Exelixis, Janssen, EMD Serono, Dendreon, Pfizer, Seattle Genetics, BMS, Bayer, Guardant Health, Caris Life Sciences, and Sanofi and receives research support from AstraZeneca, Merck, Caris, Essa, Blue Earth, Merck, Exelixis, and Merus. No other potential conflict of interest relevant to this article was reported.

KEY POINTS

QUESTION: What molecular factors are associated with resistance to 177Lu-PSMA therapy for patients with metastatic castration-resistant prostate cancer?

PERTINENT FINDINGS: Using circulating tumor DNA, we have determined that amplifications in CCNE1 and FGFR1 as well as pathogenic mutations in CDK12 are associated with resistance to 177Lu-PSMA therapies.

IMPLICATIONS FOR PATIENT CARE: Determination of factors associated with resistance to 177Lu-PSMA may help clinicians make better treatment decisions for patients with advanced prostate cancer.

Footnotes

  • Published online Sep. 28, 2023.

  • © 2023 by the Society of Nuclear Medicine and Molecular Imaging.

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Prediction of Resistance to 177Lu-PSMA Therapy by Assessment of Baseline Circulating Tumor DNA Biomarkers
Oliver Sartor, Elisa Ledet, Minqui Huang, Jennifer Schwartz, Alex Lieberman, Brian Lewis, Jodi Layton, Pedro Barata, Albert Jang, Madeline Hawkins, Olivia Pocha, Sree Lanka, Kendra Harris
Journal of Nuclear Medicine Nov 2023, 64 (11) 1721-1725; DOI: 10.2967/jnumed.123.266167

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Prediction of Resistance to 177Lu-PSMA Therapy by Assessment of Baseline Circulating Tumor DNA Biomarkers
Oliver Sartor, Elisa Ledet, Minqui Huang, Jennifer Schwartz, Alex Lieberman, Brian Lewis, Jodi Layton, Pedro Barata, Albert Jang, Madeline Hawkins, Olivia Pocha, Sree Lanka, Kendra Harris
Journal of Nuclear Medicine Nov 2023, 64 (11) 1721-1725; DOI: 10.2967/jnumed.123.266167
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  • Clinical Trial Protocol for LuCAB: A Phase I-II Trial Evaluating Cabazitaxel in Combination with [177Lu]Lu-PSMA-617 in Patients with Metastatic Castration-Resistant Prostate Cancer
  • The Role of PSMA PET Parameters as Biomarkers for Response to PSMA-Targeted Radiopharmaceutical Therapy
  • Challenges with 177Lu-PSMA-617 Radiopharmaceutical Therapy in Clinical Practice
  • Initial Experience with [177Lu]Lu-PSMA-617 After Regulatory Approval for Metastatic Castration-Resistant Prostate Cancer: Efficacy, Safety, and Outcome Prediction
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Keywords

  • radiopharmaceuticals
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