Review ArticleBiomarkers of cell death applicable to early clinical trials
Introduction
A biomarker is “a characteristic that is objectively measured and evaluated as an indicator of normal biologic processes, pathogenic processes, or pharmacologic responses to a therapeutic intervention” [1]. Biomarkers are increasingly being incorporated into early clinical trials [2] with the expectation that they can help document the pharmacological audit trail (described in [3]) which briefly involves:
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Identification of patients most likely to benefit from a specific drug treatment (a predictive biomarker)
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Demonstration that potentially active drug concentrations are achieved in the patient (a pharmacokinetic biomarker)
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Demonstration that a drug hits its desired target (proof of mechanism pharmacodynamic biomarker, a POM PD biomarker)
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Achievement of appropriate drug-induced biological effect (proof of concept pharmacodynamic biomarker, POC PD biomarker)
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Monitoring clinical response to therapy (a surrogate response biomarker).
The importance of biomarkers in drug development is illustrated by the development of trastuzumab, a monoclonal antibody targeting the HER-2 protein, whose development may have failed had a companion diagnostic (a predictive biomarker) not been used to restrict the trial to patients over-expressing the drug target [4]. Similarly bortezomib, a proteosome inhibitor, achieved its initial license in the treatment of myeloma on the basis of changes in a surrogate response biomarker [5]. The parallel development of drugs with predictive biomarkers that allow patient stratification and PD POM and POC biomarkers to facilitate dose and schedule selection is anticipated to speed up the development and reduce the attrition rate of new drugs in clinical development.
While debate continues about when such biomarkers should be deployed during drug development [6], [7], defining the dose of drug that hits its molecular target and elicits an appropriate tumor response is a key goal prior to embarking on expensive late stage trials. In this review, we examine the challenges and recent advances in the implementation of POC PD biomarkers to assess the optimal drug-induced tumor cell endpoint: cell death.
Section snippets
Biomarkers of cell death to reflect tumor biology and drug response
Increased cell survival is a hallmark of cancer [8], and suppression of apoptosis is important both in the development of the primary tumor and metastasis. Paradoxically, dominant oncogenes such as c-Myc stimulate both proliferation and apoptosis [9]. Despite the over-expression of anti-apoptotic proteins that commonly occurs in human cancers to restrict oncogene-driven cell death [10], more aggressive tumors of a higher histological grade frequently display relatively high levels of apoptosis
Apoptosis biomarkers in clinical trials
The EU regulations for biomarker analysis in clinical trials stipulate that the analysis should be performed to a quality standard in accredited laboratories working to Good Clinical Practice for Laboratories (GCPL, [20]). Thus all biomarker assays should be robust, reliable and reproducible and designed for sufficiently high assay performance for the clinical sample in which they will be measured. Only when these criteria are fulfilled will it be acceptable to use biomarker data from a
Measurement of cell death in tumor biopsies
The classical assessment of apoptosis was based on morphological criteria [21], although this has progressively moved towards biochemical criteria [22]. Measurement of cellular components non-randomly degraded during apoptosis has been applied to tumor biopsies, e.g. the TUNEL assay where labeled bromodeoxyuridine is incorporated in the DNA ends by the action of terminal deoxynucleotidyl transferase [23], [24]. More commonly, morphological assessment by H&E staining alongside
Measurement of cell death biomarkers in peripheral blood mononuclear cells (PBMCs)
Measurement of cell death in PBMCs may be used when biopsies are unavailable. Determining the relationship between death in the surrogate and tumor tissue may be relatively straightforward; for example in patients with lymphoma a Phase II study of bryostatin 1 and vincristine demonstrated an association between death of circulating CD5 + T cells (assessed by Annexin V staining) and tumor cell death [31]. Phase I trials in patients with solid tumors sometimes include PBMCs as a surrogate tissue
Circulating biomarkers of apoptosis
Blood-based molecular tests that can be performed on circulating cancer cells, plasma or serum are less invasive, have greater utility to characterize temporal changes, and are more readily applied to most clinical settings. Serial sampling provides a dynamic picture of apoptosis and real-time view of the individual patient's disease course and response to treatment. This may be particularly helpful if the released cell death biomarker is removed slowly from the circulation so that a cumulative
Integrating preclinical qualification into the design of early clinical trials
The utility of preclinical studies to validate biomarkers and/or determine optimum timing of samples has been demonstrated in the development of several drugs targeting apoptosis pathways. The impact of the aurora kinase inhibitor AZD1152 [29] on apoptosis was evaluated in tumor and the bloodstream in a preclinical in vivo model. In treated animals bearing human colon cancer xenografts (SW620), plasma cCK18 increased 2–3 fold by day 5 compared with controls. Confirmation that the signal was
Circulating tumor cells
The critical issue in the interpretation of the aforementioned circulating biomarkers is the lack of specificity in distinguishing tumor response from host tissue toxicity. The identification, enumeration and molecular characterization of circulating tumor cells (CTCs) offer potential real-time assessment of genotypic and phenotypic features of cancer, avoiding an invasive biopsy or overlapping signal from host toxicity. CTC detection technologies (reviewed in [55]) can be broadly divided into
Functional imaging of tumor cell death
A non-invasive assessment of tumor apoptosis that is gaining momentum is functional imaging. The detection of apoptosis by Annexin V conjugated to a radio-isotope correlated with response in patients with lung cancer and lymphoma receiving chemotherapy [61]. However, challenges in differentiating the drug-induced signal from that of physiological apoptosis and low resolution of the technique meant that only areas of high apoptosis in large tumors were detectable. While progress is being made in
Conclusions
The utility of the majority of apoptosis biomarker data acquired in clinical trials to-date has been limited by the use of unvalidated biomarker assays, with no prospective pre-clinical work to determine the optimum sampling times and uncertain definitions of the magnitude of biomarker signal change considered a significant drug-induced change. If biomarkers are to be used in decision-making for drug development or schedule selection, it is vital that they are measured with validated assays.
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These authors contributed equally.