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Can the flow of medicines be improved? Fundamental pharmacokinetic and pharmacological principles toward improving Phase II survival

https://doi.org/10.1016/j.drudis.2011.12.020Get rights and content

In an effort to uncover systematic learnings that can be applied to improve compound survival, an analysis was performed on data from Phase II decisions for 44 programs at Pfizer. It was found that not only were the majority of failures caused by lack of efficacy but also that, in a large number of cases (43%), it was not possible to conclude whether the mechanism had been tested adequately. A key finding was that an integrated understanding of the fundamental pharmacokinetic/pharmacodynamic principles of exposure at the site of action, target binding and expression of functional pharmacological activity (termed together as the ‘three Pillars of survival’) all determine the likelihood of candidate survival in Phase II trials and improve the chance of progression to Phase III.

Introduction

Enhancing survival of new molecular entities (NMEs) through the discovery and development lifecycle is a key productivity driver for the pharmaceutical industry. NME survival is significantly impacted by the continued issue of insufficient or lack of clinical efficacy as the principal cause of program termination during development 1, 2. Moreover, earlier evidence indicates that NME survival is at its lowest during Phase II development with small- and large-molecule survival of 38% and 53%, respectively, during Phase II for the period of 1993–2004 [3]. Indeed, the Centre for Medicines Research reports that, out of a group of 16 companies representing ∼60% of global R&D spend, the Phase II success rates for NMEs has fallen from 28% (2006–2007) to 18% (2008–2009), although success rates do vary between therapeutic areas and between small molecules versus biologics [4].

In an effort to uncover any systematic learnings that can be applied to improve Phase II decision-making and survival, a detailed analysis was performed on 44 Phase II programs at Pfizer that reached a decision point during the period 2005–2009. This manuscript discusses the findings of this analysis for the Pfizer dataset and illustrates the importance of acquiring data and knowledge on fundamental pharmacokinetic (PK) and pharmacodynamic (PD) principles to increase the likelihood of testing the mechanism of action and progressing beyond Phase II development.

Section snippets

Background

From 44 NME programs that reached a decision point during Phase II clinical development between 2005 and 2009, only 32% were deemed to have achieved a positive readout in their clinical proof-of-concept (POC) study by meeting the agreed POC criteria for that program. A structured interview, termed an after action review (AAR), was conducted with the teams supporting these programs with the aim of identifying all trends that could shed light on the reasons for such high attrition during Phase

Definition of the three Pillars of survival

For a development candidate to have potential to elicit the desired effect over the necessary period of time, three fundamental elements need to be demonstrated:

  • i.

    Exposure at the target site of action over a desired period of time

  • ii.

    Binding to the pharmacological target as expected for its mode of action

  • iii.

    Expression of pharmacological activity commensurate with the demonstrated target exposure and target binding

Fundamental principle: drug exposure at the target site of action is necessary to elicit a pharmacological effect over a desired time period

Demonstration of free drug exposure at the target site of action at a level that exceeds pharmacological potency over the desired period of time gives maximum confidence that adequate exposure has been achieved. Every deviation away from this statement will introduce the risk that target exposure might not be adequate. Direct measurement of drug exposure at the target site of action is often not attainable experimentally and in these cases drug exposure is measured using blood samples.

Fundamental principle: target occupancy is a prerequisite for expression of pharmacology and target modulation

The highest level of confidence and direct evidence at the site of action that required levels of target binding were being achieved is most probably obtained from PKPD studies of in vivo occupancy measurements with positron emission tomography (PET) or radiolabeled ligands.

Some confidence can be derived in an indirect manner if the binding properties and potency against the target are well understood (including potential impact of species differences, polymorphisms or other target phenotypes)

Fundamental principle: functional modulation of the target is a prerequisite for expression of pharmacological activity to test the mechanism

The highest level of confidence and direct evidence at the site of action that sufficient levels of target modulation are being achieved is most probably obtained from PKPD studies of biomarkers that reflect expression of primary pharmacology at the site of action. Some confidence can be derived in an indirect manner if the functional pharmacological properties and mode of action of the compound are well understood, combined with a high degree of confidence in Pillars 1 and 2.

Use of three Pillars of survival to manage risk in Phase II clinical development

A simple matrix (Fig. 1) was developed by which the alignment with the three Pillars of survival could be used to assess the likelihood that the mechanism of action will be tested in the clinical POC study and thus give further confidence regarding the likelihood of attaining a positive POC with subsequent progress into Phase IIb. This matrix can be applied to individual programs and across a portfolio of programs, and the placement of a program in the matrix depends upon the data and knowledge

Pursuing an unprecedented target with low confidence in three Pillars

Dopamine is one of the key neurotransmitters in the central nervous system (CNS) and a range of neurological and psychiatric disorders have been associated with dysfunction of the dopaminergic system, for example Parkinson's disease, restless leg syndrome, schizophrenia, anxiety and bipolar disorders. Dopamine receptors are commonly divided into two clusters, the D1-like (D1 and D5 receptors) and D2-like (D2, D3 and D4 receptors) families. There has been considerable interest in the development

Developing high confidence in three Pillars of survival through preclinical and early clinical investigation

C–C chemokine receptor type 5 (CCR5), which belongs to the G-protein-coupled receptor superfamily, is an attractive target for HIV-1 therapy given that the genetic absence of surface-expressed CCR5Δ32 in the homozygous population leads to this population being highly protected against HIV-1 infection 13, 14; and the reduced cell-surface-expression in the CCR5Δ32 heterozygote population is associated with a slower disease progression [15]. From an antiviral perspective, CCR5 is the co-receptor

Concluding remarks

This analysis demonstrates that there are three fundamental PK and PD principles that collectively determine the likelihood of testing the mechanism of action and influencing the likelihood of candidate survival in Phase II. These fundamental principles, which we have termed the three Pillars of survival, are geared toward understanding the drug exposure, target binding and pharmacological activity at the target site of action in an integrated manner through application of PKPD and PBPK

Conflict of interest

The authors were all employees of Pfizer Limited at the time of conducting the research described in the manuscript.

Acknowledgments

We gratefully acknowledge the contribution of many colleagues in Pfizer Research and Development for their constructive input and review of the three Pillars of survival analysis.

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