Abstract
The goal of this study was to characterize the relationship between tumor uptake of 64Cu-DOTA-trastuzumab as measured by PET/CT and standard, immunohistochemistry (IHC)-based, histopathologic classification of human epidermal growth factor receptor 2 (HER2) status in women with metastatic breast cancer (MBC). Methods: Women with biopsy-confirmed MBC and not given trastuzumab for 2 mo or more underwent complete staging, including 18F-FDG PET/CT. Patients were classified as HER2-positive (HER2+) or -negative (HER2−) based on fluorescence in situ hybridization (FISH)–supplemented immunohistochemistry of biopsied tumor tissue. Eighteen patients underwent 64Cu-DOTA-trastuzumab injection, preceded in 16 cases by trastuzumab infusion (45 mg). PET/CT was performed 21–25 (day 1) and 47–49 (day 2) h after 64Cu-DOTA-trastuzumab injection. Radiolabel uptake in prominent lesions was measured as SUVmax. Average intrapatient SUVmax (<SUVmax>pt) was compared between HER2+ and HER2− patients. Results: Eleven women were HER2+ (8 immunohistochemistry 3+; 3 immunohistochemistry 2+/FISH amplified), whereas 7 were HER2− (3 immunohistochemistry 2+/FISH nonamplified; 4 immunohistochemistry 1+). Median <SUVmax>pt for day 1 and day 2 was 6.6 and 6.8 g/mL for HER 2+ and 3.7 and 4.3 g/mL for HER2− patients (P < 0.005 either day). The distributions of <SUVmax>pt overlapped between the 2 groups, and interpatient variability was greater for HER2+ than HER2− disease (P < 0.005 and 0.001, respectively, on days 1 and 2). Conclusion: By 1 d after injection, uptake of 64Cu-DOTA-trastuzumab in MBC is strongly associated with patient HER2 status and is indicative of binding to HER2. The variability within and among HER2+ patients, as well as the overlap between the HER2+ and HER2− groups, suggests a role for 64Cu-DOTA-trastuzumab PET/CT in optimizing treatments that include trastuzumab.
Human epidermal growth factor receptor 2 (HER2) is an important target in the treatment of breast cancer. Eligibility for HER2-directed therapy is determined from a biopsy of primary or metastatic tumor. Patients whose tumors demonstrate 3+ staining by immunohistochemistry (IHC) or gene amplification by fluorescence in situ hybridization (FISH) are considered HER2-positive (HER2+) and are candidates for HER2-directed therapies such as trastuzumab and ado-trastuzumab emtansine (T-DM1) (1). The addition of anti-HER2 treatment to chemotherapy improves patient survival for all stages of HER2+ breast cancer (2).
Because HER2-directed therapies are costly and potentially toxic, it is important to determine which patients are likely to benefit from these treatments. The current selection method is only modestly successful in predicting response or outcome for patients receiving HER2-directed therapy. This is especially true in metastatic breast cancer (MBC), where response rates for first- and second-line treatments are typically 50%–80% and 25%–50%, respectively, and most initial responders experience disease progression within 2 y after starting treatment (3). Furthermore, some HER2-negative (HER2−) patients benefit from anti-HER2 therapy (4).
Several factors limit the predictive accuracy of pathologic HER2 assessment. These assessments are usually based on core-needle biopsy of a single lesion and thus may suffer from sampling error due to heterogeneous intratumoral distribution of HER2, as well as variable HER2 expression among multiple tumors in the same patient. Furthermore, high HER2 expression or gene amplification does not guarantee efficacy for anti-HER2 therapy. The cancer may have molecular mechanisms of resistance to the therapeutic agents (5). More fundamentally, response requires that the therapeutic agents be delivered to and incorporated by tumor cells in sufficient quantities. Solid tumors often develop in ways that hinder delivery of blood-borne molecules to tumor cells (6). This is especially true for macromolecules such as antibodies, which distribute from blood into tissue by convection rather than diffusion.
We are developing PET imaging with 64Cu-DOTA-trastuzumab for the purpose of measuring tumor uptake of trastuzumab in patients with breast cancer. We have shown that 64Cu-DOTA-trastuzumab PET/CT is highly effective in visualizing tumors in women with HER2+ MBC (n = 8) and that trastuzumab (45 mg) administered before 64Cu-DOTA-trastuzumab decreases hepatic uptake of 64Cu about 75%, without affecting tumor uptake (7). We report here on our efforts to characterize the relationship between tumor uptake of 64Cu-DOTA-trastuzumab and standard classification of HER2 status for MBC. For that, we enrolled women with HER2− disease, as well as additional women with HER2+ MBC.
MATERIALS AND METHODS
Patient Selection
Women with MBC outside the breast and regional lymphatics and no exposure to trastuzumab for at least 2 mo were considered for study participation after staging that included 18F-FDG PET/CT. All candidates underwent biopsy of a metastatic lesion within 28 d before the 64Cu-DOTA-trastuzumab procedure to confirm recurrent disease and assess HER2 status. Immunohistochemical staining was performed on all specimens, and those scored IHC 2+ also underwent FISH. To support accurate PET-derived measurement of 64Cu-DOTA-trastuzumab uptake in tumors, disease outside the breast/axillary region and biopsy site that measured 2.0 cm or more was also required. Accrual extended from March 2011 through September 2013. The study was approved by the City of Hope Institutional Review Board, and all patients provided written informed consent before study participation.
64Cu-DOTA-Trastuzumab Preparation and Administration
64Cu (half-life, 12.8 h; 0.18 positrons/decay) was provided by the Mallinckrodt Institute of Radiology, Washington University School of Medicine. Radiolabeled trastuzumab was prepared according to an investigational new drug application (IND 109971). The procedure includes heating at 43°C for 45 min followed by incubation with an excess of diethylenetriaminepentaacetic acid, which eliminates 64Cu binding to secondary chelating sites on the antibody while maintaining the immunoreactivity of the radiolabeled product (7). The 64Cu-DOTA-trastuzumab (trastuzumab dose, 5 mg) was mixed with saline (25 mL) and administered intravenously over 10 min. Injected radioactivity was 364–551 MBq (mean, 464 MBq). Two patients in the initial study received no additional trastuzumab; the other 16 were given trastuzumab (45 mg) intravenously over 15 min immediately before administration of 64Cu-DOTA-trastuzumab.
PET/CT Imaging
All images were acquired with the same Discovery STe 16 PET/CT scanner (GE Healthcare) operated in 3-dimensional mode (septa retracted). The PET axial field of view was 15.4 cm, with an image slice thickness of 3.3 mm. Consecutive bed positions overlapped by 11 slices. The PET images were reconstructed by the iterative, ordered-subsets expectation maximization method with gaussian postsmoothing and standard corrections for scanner dead time, random and scattered coincidence events, nonuniform detector sensitivity, and photon attenuation. Spatial resolution of the PET images as measured for an 18F line source-in-water phantom was 9 mm in full width at half maximum.
Patients underwent standard 18F-FDG PET/CT 1–17 d before the 64Cu-DOTA-trastuzumab procedure. They fasted for 6 h or more before injection of 18F-FDG. In all cases, serum glucose concentration met institutional requirements (≤120 mg/dL for nondiabetic patients, ≤200 mg/dL for diabetic patients). Injected activity and time from injection to scan ranged from 407 to 596 MBq (mean, 518 MBq) and 50–72 min, respectively.
Axial coverage in the 64Cu PET scans was based on tumor location as determined from the preceding 18F-FDG PET/CT examination. Scan duration for 64Cu was 60 min, except 1 scan that was terminated at 40 min because of patient discomfort. To allow accumulation of the radiolabeled antibody in tumor, the first (day 1) scan was obtained 21–25 h after injection. For all but 1 patient, a second (day 2) scan was obtained 47–49 h after injection. Day-1 scans comprised 3 or 4 bed positions (20 or 15 min each) and day-2 scans 1 or 2 bed positions (60 or 30 min each), depending on patient body thickness. Multiple bed positions were acquired contiguously, except for 2 patients for whom the scans were made partially discontiguous to increase disease coverage.
Image Analysis
Scans were interpreted by an expert radiologist. Tumors and other anatomic features were considered PET-positive if visualized with positive contrast relative to adjacent tissue. Lesionlike, PET-positive findings were disregarded if CT was judged inconclusive.
Image analysis was performed with XD (version 3.6; Mirada Medical). Radiolabel uptake for tumors was measured in terms of single-voxel maximum SUV (SUVmax; SUV = tissue activity per mL × body weight [g]/injected activity decay-corrected to time of scan). A detailed description of the criteria used in judging the suitability of tumor images for measurement of SUVmax, as well as the methods used to define the volumes of interest within which SUVmax was determined, is provided in the supplemental materials (available at http://jnm.snmjournals.org). In brief, SUVmax was measured for lesions that were identifiable on CT and for which the PET maximum voxel was clearly associated with the CT correlate, and not overlapped by the image of an adjacent PET-positive feature (e.g., vessel, organ, tumor). The number of lesions evaluated per patient was limited to 10. Measurements excluded the 2 transaxial slices at either end of a scan, where random noise tends to be excessive because of low detection sensitivity. Biopsied tumors were excluded a priori from the analysis because of possible effect of the biopsy procedure on radiotracer uptake. The data suggest higher uptake in biopsied tumors. Conclusions were not altered when the biopsy sites were included in the analysis (data not shown).
Measurements of 64Cu activity in blood were obtained from PET images of the cardiac ventricles. Mean SUVs were determined for regions of interest of fixed size placed well within the ventricle boundaries on 3 contiguous transaxial image slices.
Tumor size was estimated from 18F-FDG images. Volumes of interest were defined for those images using a maximum voxel-based thresholding technique (8), with the 3-dimensional isocontour tailored to approximate the boundary of the tumor CT image. Details of the analysis are given in the supplemental materials.
Statistical Analysis
The study was designed to accrue at least 8 HER2+ and 7 HER2− patients. This plan provided 80% power to detect an effect = 1.36 × the common SD of SUVmax with a 1-sided significance level of 0.05 when comparing 64Cu-DOTA-trastuzumab uptake between the HER2+ and HER2− groups. The actual accrual of HER2+ patients was 11 during the course of enrolling 7 HER2− patients, resulting in greater-than-planned power.
We used mean intrapatient SUVmax (<SUVmax>pt) as the primary metric for patient-level comparisons. We also compared uptake between the HER2+ and HER2− groups, treating SUVmax measurements for individual tumors as independent observations. Because they are skewed, we characterized <SUVmax>pt and SUVmax distributions in terms of median rather than mean values. Statistical significance of differences in <SUVmax>pt and SUVmax between patient groups was assessed via a nonparametric (Wilcoxon rank-sum) test.
We also compared inter- and intrapatient variability of tumor uptake of 64Cu-DOTA-trastuzumab between the HER2+ and HER2– groups. The coefficient of variation for <SUVmax>pt was compared using both an F test and a Wilcoxon rank-sum test. The Wilcoxon test was used to compare intrapatient coefficients of variation of SUVmax between the 2 patient groups. Linear models were used to consider the effect of lesion site.
All significance testing was 2-sided, with a P value of less than 0.05 considered statistically significant.
RESULTS
Patients
Participating patients are described in Table 1. The HER2+ group (n = 11) includes the 8 women from our initial feasibility study (7). The HER2+ and HER2– groups were closely similar with regard to age and hormone receptor status. Of the 8 women with HER2+ disease previously treated with trastuzumab, time between the last dose of the antibody and 64Cu-DOTA-trastuzumab injection was 11 wk for one and at least 4 mo for all the others. Anatomic distribution of tumors for which uptake was measured was proportionately similar for HER2+ versus HER2− patients, with the biggest difference being 6 versus 0 liver metastases. Tumors were, on average, larger for HER2− than HER2+ patients. However, SUVmax for 64Cu-DOTA-trastuzumab was not significantly related to tumor size for either group (Supplemental Fig. 1).
Tumor Uptake of 64Cu-DOTA-Trastuzumab
Tumor uptake data are plotted in Figure 1. The number of lesions evaluated for days 1 and 2 were 58 and 46 for HER2+ patients versus 29 and 18 for HER2− patients. For a given patient, the axial range of the scan was shortened between day 1 and 2, in general reducing the number of lesions evaluated on day 2. Some lesions were evaluable only on day 2 because of technical error or insufficient lesion-to-background contrast on day 1. One patient in the IHC1+ subgroup was not able to undergo scanning on day 2 and 1 patient in the IHC2+/FISH group had no lesions that were evaluable for SUVmax on day 1.
Tumor uptake of 64Cu-DOTA-trastuzumab was, on average, higher in HER2+ than in HER2− patients, regardless of whether the data for individual lesions were grouped by patient (Figs. 1A and 1C) or treated as independent observations (Figs. 1B and 1D). On day 1, median <SUVmax>pt was 6.6 g/mL (interquartile range [IQR], 5.6–9.5 g/mL) for the HER2+ group versus 3.7 g/mL (IQR, 3.3–4.1 g/mL) for the HER2− group (P < 0.005). On day 2, the corresponding values were 6.8 (IQR, 6.0–9.4) and 4.3 (IQR, 4.1–4.9) g/mL (P < 0.005). For individual tumors, the median SUVmax for HER2+ and HER2− patients was 7.0 (IQR, 4.8–10.6) and 3.7 (IQR, 3.0–4.7) g/mL, respectively, on day 1 (P < 0.001), and 8.7 (IQR, 5.7–13.0) and 4.6 (IQR, 3.8–5.0) g/mL, respectively, on day 2 (P < 0.001). Within the HER2+ and HER2– classifications, differences in <SUVmax>pt and SUVmax distributions between any of the positive IHC/FISH subgroups and any of the negative IHC/FISH subgroups were all significant, and IHC1+ was lower than IHC2+/FISH− (P < 0.05, Wilcoxon test).
Tumor uptake and tumor-to-nontumor contrast generally increased between day 1 and 2 for both HER2+ and HER– patients (Fig. 2). For lesions measured both days, SUVmax was higher (P < 0.001, t test) on day 2 than day 1 for 33 of 38 (87%) tumors in HER2+ patients (average % change, 27 ± 24 [mean ± SD]) and 13 of 14 (93%) tumors in HER2− patients (average % change, 36 ± 26), even as blood SUV decreased by 26% ± 9% and 18% ± 4% respectively, in the 2 groups.
Tumor uptake varied more among and within HER2+ than HER2− patients (Fig. 1). The variance of <SUVmax>pt was 30-fold greater for HER2+ than HER2− patients on day 1 (P < 0.005) and 56-fold greater on day 2 (P < 0.001). For patients with more than 1 measured lesion, intrapatient coefficients of variation for SUVmax were 40% ± 15% (mean ± SD) and 32% ± 15%, respectively, for HER2+ and HER2– patients on day 1 (P = not significant) and 37% ± 16% and 20% ± 2%, respectively, on day 2 (P < 0.05).
The <SUVmax>pt and SUVmax distributions for HER2+ and HER2− patients overlapped substantially (Fig. 1). For days 1 and 2, respectively, 1 and 3 patients classified as HER2+ had lower <SUVmax>pt than the highest patient classified as HER2−. On days 1 and 2, respectively, 47% and 43% of the SUVmax measurements for the HER2+ group were lower than the highest SUVmax for the HER2− group.
Overlap of the uptake distributions for the HER2+ and HER2– groups is exemplified in Figure 3, in which images of a HER2+ patient (IHC3+) and a HER2− patient (IHC1+) are compared. Both had lesions at or near the surface of a breast that were well visualized by PET/CT 1 d after injection of 64Cu-DOTA-trastuzumab and for which SUVmax was similar.
Tumor Uptake Compared Between 64Cu-DOTA-Trastuzumab and 18F-FDG
There was no significant difference in tumor uptake of 18F-FDG between HER2+ and HER2– patients (median <SUVmax>pt, 8.5 [IQR, 6.6–10.9] and 8.7 [IQR, 5.4–10.7] g/mL, respectively). Neither same-lesion (SUVmax) nor same-patient (<SUVmax>pt) uptake was correlated between 18F-FDG and 64Cu-DOTA-trastuzumab.
DISCUSSION
The half-life of 64Cu (13 h) is short relative to the pharmacokinetics of antibodies. However, for 64Cu-DOTA-trastuzumab in MBC, our observations show that most tumors are well visualized with PET and uptake is indicative of binding to HER2 within 1 d after injection, even in patients classified as HER2−. All patients in the study had at least low-level (IHC1+) expression of HER2 in a biopsied tumor. Measured tumor uptake was positively correlated with patient HER2 status as defined by guidelines of the American Society of Clinical Oncology/College of American Pathologists (1). Furthermore, SUVmax increased between day1 and day 2 for the preponderance of tumors measured on both days.
It is generally agreed that tumor uptake is best measured after most of the radiotracer has left the blood, at which time uptake is near maximal and most accurately reflects binding to the molecular target (9). For antibodies, such late-phase imaging necessitates a radiolabel half-life of several days or more, leading some investigators to prefer 89Zr (half-life, 3.3 d) as the PET radiolabel.
Several clinical investigations with 89Zr-trastuzumab in MBC have been reported. Gebhart et al. (10) grouped 56 HER2+ patients according to the proportion of 18F-FDG–avid tumors showing 89Zr-trastuzumab uptake greater than blood-pool activity. Their findings (29% negative, 25% positive, 46% heterogeneous) are similar to our observations with 64Cu-DOTA-trastuzumab in HER2+ patients (Fig. 1C; details in the supplemental materials). Ulaner et al. (11) measured SUVmax in 9 patients with HER2− primary tumors. Five tumors (each in a different patient) were positively imaged with 89Zr-trastuzumab; SUVmax for those are consistent with ours (details in the supplemental materials). Interestingly, only the 2 tumors with lowest SUVmax were HER2+ on subsequent histopathology, thus demonstrating that trastuzumab uptake is not equivalent to HER2 expression.
Our work implies that trastuzumab binding in MBC is sufficiently rapid that visualization and measurement of HER2-specific uptake can be achieved for most tumors within 1–2 d after injection. This is significant for PET imaging of trastuzumab with respect to both patient radiation dose and clinical applicability. The radiation dose necessary to obtain good-quality tumor images and uptake measurements may be much lower with the shorter-lived 64Cu radiolabel (7,12). However, this results from being able to image effectively at 1–2 d, rather than from the difference in radioisotope decay rates. If the disease burden is unlikely to be obscured by activity in adjacent blood vessels, 89Z-trastuzumab PET/CT can also be performed 1–2 d after injection, with concomitant reduction of injected activity. Furthermore, a shorter examination period is a significant advantage in the context of patient treatment schedules.
We observed large variability in tumor uptake of 64Cu-DOTA-trastuzumab both among and within patients. We previously showed that, in MBC, 64Cu-DOTA-trastuzumab <SUVmax>pt is linearly correlated with average number of HER2 gene copies per tumor cell (<#HER2 copies/cell>pt) as measured by FISH, and that the wide range of 64Cu-DOTA-trastuzumab uptake among HER2+ patients (5-fold in the current study) likely reflects variation in tumor HER2 expression driven by gene amplification (13). However, HER2 expression does not fully explain the observed heterogeneity, given that some patients have substantially higher <SUVmax>pt than others with lower. <#HER2 copies/cell>pt. Patients might be misclassified because of biopsy sampling error resulting from heterogeneous intratumoral distribution of HER2. Similarly, intrapatient heterogeneity of 64Cu-DOTA-trastuzumab uptake (up to 5-fold in the current study) might result from variable HER2 expression among different tumors. However, the existing evidence indicates a low incidence of intratumoral and intrapatient heterogeneity of HER2 expression (14,15). Physiologic barriers against antibody delivery to cells within solid tumors have been well-documented in xenografted models (6), but their clinical importance remains largely unexplored.
One way of investigating the role of physiologic barriers is to examine the lesion site dependence of trastuzumab uptake (Supplemental Fig. 2). Unfortunately, our study is not fully representative of the anatomic sites of MBC. None of the patients had active metastasis to the brain, and only 3 patients (all HER2+) had evaluable liver metastases (6 in total). Although the data suggest higher uptake in the liver lesions, there were no statistically significant differences among lesion sites for either HER2+ or HER2− patients.
Measurement error contributes variability and bias to PET measurements of radiopharmaceutical uptake. In particular, the partial-volume effect causes negative bias with magnitude inversely related to object size (8). In the current study, evaluated lesions were, on average, larger for the HER2− than the HER2+ patients (Supplemental Fig. 1). However, the partial-volume effect would have tended to decrease values measured in HER2+ relative to HER2− patients. Thus, its potential influence does not detract from the conclusion that, on average, tumor uptake of the antibody was higher in the HER2+ than the HER2− group.
Whatever the causes, the observed heterogeneity in tumor uptake of the radiolabeled antibody implies a potential role for 64Cu-DOTA-trastuzumab PET/CT in patient selection and treatment design for therapy that includes trastuzumab. The variability in uptake seen among women with HER2+ MBC is reminiscent of the limited rates of response in such patients (3), whereas the observation that uptake in some HER2− patients exceeded that in some HER2+ patients is consistent with the fact that some HER2− patients benefit from treatment with trastuzumab (4). The point is that, unlike histopathology, 64Cu-DOTA-trastuzumab PET/CT measures trastuzumab dose to tumor after intravenous administration and, therefore, may improve prediction of response to and benefit from the antibody over histopathology alone. Furthermore, individualized treatment design could be enabled by measurement of trastuzumab uptake at different sites of metastasis within a single patient.
A key question not addressed in the current study is whether tumor uptake of 64Cu-DOTA-trastuzumab is actually correlated with tumor response or patient benefit. Trastuzumab is usually combined with chemotherapy, obscuring the effects of the antibody. For the antibody–drug conjugate T-DM1 on the other hand, uptake of trastuzumab is the primary determinant of therapeutic dose to tumor. Others have shown that tumor uptake of 89Zr-trastuzumab, assessed by qualitative inspection of PET/CT images, is highly accurate in predicting early response to T-DM1 in HER2+ MBC (10). We are currently evaluating 64Cu-DOTA-trastuzumab PET/CT for prediction of response and benefit for women receiving T-DM1 as second-line treatment for HER2+ MBC. A question explored in that study is whether a threshold for tumor uptake of 64Cu-DOTA-trastuzumab can be established below which the likely benefit from T-DM1 therapy is no greater than from alternative treatments.
CONCLUSION
Uptake of 64Cu-DOTA-trastuzumab in MBC was strongly associated with patient HER2 status by 1 d after injection and increased between days 1 and 2 in most tumors for both HER2+ and HER2− patients. These observations imply that 64Cu-DOTA-trastuzumab uptake in MBC is indicative of binding to HER2 within 24 h after injection. Tumor uptake varied widely among and within patients classified as HER2+, and the distributions of intrapatient average and individual tumor SUVmax overlapped substantially between HER2+ and HER2− patients. This suggests a role for 64Cu-DOTA-trastuzumab PET/CT in optimizing treatments that include trastuzumab.
DISCLOSURE
Joanne E. Mortimer is a consultant for Puma Pharmaceuticals. This study was funded by Department of Defense grant BC095002 (Joanne E. Mortimer, principal investigator). The production of 64Cu at Washington University School of Medicine is supported by the Department of Energy. Research reported in this publication included work performed in the City of Hope Clinical Pathology and Biostatistics Cores supported by the National Cancer Institute of the National Institutes of Health under award number P30CA033572. The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Institutes of Health. No other potential conflict of interest relevant to this article was reported.
Acknowledgments
Image analysis utilized customized software provided by Mirada Medical, Oxford, England. We especially thank Mirada Medical U.S. Support Manager Jennifer Miller for her assistance in implementing and maintaining the software.
Footnotes
Published online Jun. 21, 2017.
- © 2018 by the Society of Nuclear Medicine and Molecular Imaging.
REFERENCES
- Received for publication March 24, 2017.
- Accepted for publication May 31, 2017.