Abstract
Neuroblastoma stands out among pediatric solid tumors because of its relative frequency, intriguing natural history, prognostic biologic features, and therapeutic challenges. It is the most common extracranial pediatric solid tumor and the most common neoplasm in infancy; >90% of the ∼600 cases diagnosed annually in the United States are in children ≤5 y old. Screening programs of infants show that many cases escape detection because of spontaneous regression or maturation into benign lesions. Origin from precursors of the sympathetic nervous system accounts for (a) primary sites in adrenal glands and in paraspinal locations from neck to pelvis and (b) high urinary levels of catecholamines in >90% of cases. This embryonal neoplasm often encases vascular structures and, unlike most solid cancers, usually presents with substantial metastatic disease (bone, bone marrow, lymph nodes, liver; spread to lung or brain is rare). Hence, defining disease status requires CT (or MRI), bone scan, metaiodobenzylguanidine (MIBG) scan, bone marrow tests, and urine catecholamine measurements. The natural history is strikingly variable but is largely predictable from clinical and biologic features. The latter are critical for distinguishing low-risk (90% survival) from high-risk (∼25%–30% survival) subsets, allowing identification of patients who, despite a favorable clinical profile (e.g., localized tumor), are likely to develop lethal metastatic disease, versus patients who have an ominous clinical profile (e.g., widespread disease) but are likely to survive, sometimes with little or no cytotoxic therapy.
Neuroblastoma arises from precursors of the sympathetic nervous system—hence, the presence high urinary levels of catecholamines such as vanillylmandelic acid (VMA), homovanillic acid (HVA), or dopamine in >90% of cases. It is the most common extracranial solid tumor of childhood (1) and the most common neoplasm in the first year of life (2). More than 90% of the ∼600 cases diagnosed annually in the United States are in children ≤5 y old, with a peak incidence at age 2–3 y (1); many more cases escape detection because of spontaneous regression or spontaneous maturation into benign lesions (3–9).
Epidemiologic studies have failed to identify exogenous causes (10). The antioncogene or suppressor gene theory of tumorigenesis appears applicable to neuroblastoma (11). Particular attention has been focused on the short arm of chromosome 1 because chromosome 1p36 deletions are common in neuroblastoma cells and because neuroblastoma was reported in patients with constitutional abnormalities of chromosome 1p36 (12). Recent studies, however, favor chromosome 16p12-13 as a more likely predisposition locus (13). The synchronous occurrence of neuroblastoma and other neurocristopathies (entities of neural crest origin), such as Hirschsprung disease (aganglionic colon) (14), are intriguing with regard to a possible common genetic origin, but rarity and absence of shared genetic defects point to random associations. In fact, neuroblastoma is not part of any developmental, congenital, or inherited syndrome, nor is it associated with any other malignancy (10).
The most common primary site is the retroperitoneum (adrenal gland more often than paraspinal ganglia); less common sites of origin are the posterior mediastinum (∼20%), pelvis (<5%), and neck (<5%), while rarely no primary site is identified. Multiple primaries can occur and may reflect an inherited predisposition (11,14,15). This embryonal neoplasm often encases major blood vessels and, unlike most solid cancers, usually presents with substantial metastatic disease. About 60% of patients have metastases in cortical bone, bone marrow, lymph nodes, and liver (16), but spread to lung (17) or brain (18) is rare despite hematogenous dissemination (19). These clinical characteristics make assessment of disease status dependent on a multitude of studies: CT (or MRI), 99mTc-methylene diphosphonate (99mTc-MDP) bone scan, 131I- or 123I-metaiodobenzylguanidine (131I- or 123I-MIBG) scintigraphy, bilateral bone marrow histochemical examinations, and urine catecholamine levels. Carrying out this complex battery of tests in the young children who comprise the large majority of neuroblastoma patients can be a daunting ordeal for medical staff, family, and patient.
The natural history of neuroblastoma is highly variable but is usually predictable from clinical and biologic prognostic markers (20). The latter are critical for distinguishing low-risk from high-risk forms of neuroblastoma, allowing identification of patients who, despite a favorable clinical profile (e.g., localized tumor), are likely to develop lethal metastatic disease, versus patients who have an ominous clinical profile (e.g., widespread disease) but are likely to survive.
CLINICAL PRESENTATION
Neuroblastoma is diagnosed by (a) characteristic histopathologic findings—that is, neural or ganglionic features; or (b) tumor-cell clumps or syncytia in bone marrow, plus high urinary levels of one or more catecholamines (21). Patients usually present with symptoms and signs attributable to local effects of primary or metastatic tumor. Paraspinal neuroblastomas tend to extend through intervertebral foramina (“dumbbell” tumors), endangering the spinal cord (Fig. 1) (22). Large abdominal or pelvic neuroblastomas may compress kidney, causing renin-associated hypertension (Fig. 2). Cervical or apical thoracic masses result in Horner’s syndrome (Fig. 3) (23). Infants often come to medical attention due to abdominal distention from extensive liver involvement (Figs. 4 and 5), less often due to subcutaneous tumor nodules, which are rare in older patients (16). Ecchymotic orbital proptosis (“raccoon eyes”) results from metastatic involvement of periorbital bones and soft tissue (spread to skull is common probably because cranial bones comprise a high proportion of the skeleton in young persons). Arthritic symptomatology (limping or refusal to walk) is common with long bone involvement. Pallor or anemia can result from hemorrhage within large, partially necrotic tumors.
MRI of large-stage 2A paraspinal neuroblastoma with epidural extension (“dumbbell”) causing paraplegia in infant. Paraparesis was still present 34 mo after partial tumor resection.
CT image of abdominal neuroblastoma compressing right kidney in nearly 3-y-old child who presented with convulsion from malignant hypertension. Patient is in remission from stage 4 disease 28+ mo later.
CT image of cervical neuroblastoma causing Horner’s syndrome. Tumor was only partially resected to avoid damage to brachial plexus. Residual tumor spontaneously regressed but Horner’s syndrome was still present 8+ y later.
One-month-old child with life-threatening abdominal distension from massive liver involvement (stage 4S). Patient was treated with 1 cycle of chemotherapy and is disease-free 7+ y later.
CT of neonate showing diffuse infiltration of liver with multiple focal low-density lesions treated emergently with radiotherapy (400 cGy). A small right adrenal mass spontaneously resolved and patient is well at age 49 mo.
Unsuspected neuroblastomas may be detected during routine physical examination, when imaging studies are performed for other reasons (for example, antenatal ultrasonography (24) or radiography for suspected pneumonia) or in screening programs checking urine VMA and HVA levels in infants (4,5,7–9). These incidentally discovered neuroblastomas are usually prognostically favorable forms, as are those in the small subset of patients (∼2%) who present with paraneoplastic syndromes—that is, clinical findings not directly resulting from mass effect. These “remote effects” include watery diarrhea and opsoclonus-myoclonus-ataxia syndrome. The diarrheal problem, which mimics intestinal malabsorption disease, results from vasoactive intestinal peptide production by tumor cells and resolves after complete tumor removal (25). The encephalopathic symptoms are nonspecific (26) and are thought to result from an autoimmune response to the neuroblastoma (27). The neurologic deficits may actually develop after tumor resection and long-term developmental problems affect >50% of these patients (28).
CLINICAL STAGING
The clinical factors of age and stage (extent of the primary tumor, sites of distant disease) are long-established independent prognostic indicators for neuroblastoma: in infants, localized and widespread forms are highly curable (3,29–32); in children 2–5 y old, who comprise the largest subset of patients, localized forms are highly curable (29,30,33) but metastatic spread heralds a lethal outcome (34–37); and in older patients, especially adolescents and adults, the prognosis with both localized and metastatic forms is poor, although the clinical course may be protracted (38,39).
As with other cancers, a formal system for clinical staging of neuroblastoma is useful for prognostication and for comparing results of treatments. The International Neuroblastoma Staging System (INSS) uses clinical patterns of disease, as determined by radiographic and scintigraphic studies, surgical findings, and bone marrow status (Table 1) (21). Localized tumors are divided into stages 1, 2, and 3, based on regional lymph node status and whether the tumor infiltrates across the midline or is resectable. All patients diagnosed at ≥12 mo of age with neuroblastoma in distant sites have stage 4. Widespread disease in infants is divided into 2 categories, stage 4 and stage 4S (“special”), with the latter defined by a small (stage 1 or stage 2) primary tumor, a rarity (<10%) of tumor cells in bone marrow, and no distant osseous metastases.
International Neuroblastoma Staging System
Adverse clinical prognostic factors include osseous metastases, substantial involvement of bone marrow in infants, and any degree of distant bone marrow invasion in older patients. Clinical findings of less certain prognostic import include tumor resectability and regional or distant lymph node involvement. Infiltration across the midline (currently defined as the contralateral end of vertebral bodies (21)) is often considered synonymous with a large, locally invasive tumor that encases or entraps vital structures and is not resectable. This situation most typically occurs with retroperitoneal neuroblastomas and major blood vessels, including the aorta, the inferior vena cava, renal arteries and veins, the celiac axis, and the superior mesenteric artery (Figs. 2 and 6). Some tumors, however, displace rather than encase major blood vessels—a clinical finding that may supercede extension across the midline (a defining feature of stage 3) as a critical factor regarding resectability (Fig. 7). Resectability is also problematic when tumors invade the spinal canal, upper thoracic tumors encase carotid vessels, cervical tumors entrap the brachial plexus, and pelvic tumors surround ureters and major nerve roots. Two thirds of localized neuroblastomas involve regional lymph nodes. The INSS distinguishes between involved lymph nodes adherent to and surgically removed with the primary tumor (stage 1) versus involved regional lymph nodes that are apart from the primary tumor (stage 2B or stage 3).
CT image of enormous abdominal mass in 5 y old with stage 4 neuroblastoma. Tumor shrank with chemotherapy and was successfully resected. Patient is in complete remission 16+ mo later.
CT image of large abdominal neuroblastoma in 13-mo-old child. Mass crossed midline and encased major blood vessels—findings typical for high-risk neuroblastoma. However, mass (and regional lymph nodes) proved to be resectable, making this stage 2B, as previously described (29). Patient remains well 9+ y later without having received any cytotoxic therapy.
BIOLOGIC PROGNOSTIC FACTORS
Neuroblastoma is associated with numerous biologic findings that correlate with outcome (Table 2) (20,40). The independent prognostic significance of most of these findings is uncertain because they occur together and actually help to define specific subsets of patients. These subsets have markedly divergent natural histories (Table 3): The preponderance of cases have either a propensity for spontaneous resolution at one extreme (type 1) or a lethal resistance to treatment at the other (type 3) (20). Further, screening programs of infants provide convincing evidence that biologically favorable neuroblastomas rarely, if ever, evolve into lethal, biologically unfavorable metastatic forms (4,5,7–9).
Selected Biologic Prognostic Factors
Biologic and Clinical Subtypes of Neuroblastoma
Chromosomal features in particular have proven value for prognostication (20). Thus, the presence of >10 copies, or amplification, of the MYCN oncogene (found in ∼20% of cases) correlates with rapidly progressive disease. A poor outlook is also seen with gain of genetic material at the 17q locus (∼50% of cases) and allelic loss at 1p36 (∼35% of cases) and at 11q14-22 (∼40% of cases). Chromosomal hyperdiploidy is predictive of a favorable outcome for infants regardless of stage, and results from whole chromosome gains. In contrast, hyperdiploidy has no prognostic import in advanced-stage disease in patients beyond 2 y of age, probably because the tumors also have chromosomal structural rearrangements. The basis for the relationship between chromosomal abnormalities and tumor-cell behavior awaits elucidation.
Histologic variability of neuroblastomas, ranging from small round blue cells with no neural features to large ganglionic cells, has long spurred efforts at defining prognostic correlates. The International Neuroblastoma Pathology System (41) (adopted from the histopathologic classification system of Shimada) provides a valuable prognostic system using age and histologic features such as nuclear morphology (aggressive tumors have a high mitotic or karyorrhexis index).
Prognosis correlates with the presence on neuroblasts of the Trk family of tyrosine kinases (20). These cell surface molecules mediate neuronal cell survival or senescence, growth, and differentiation. High expression of trkA and trkC is characteristic of favorable subsets of neuroblastoma. Laboratory studies suggest that activation of trkA when its ligand, nerve growth factor, is present in the tumor microenvironment leads to differentiation or maturation (which may explain ganglioneuroma in patients), whereas the absence of nerve growth factor, or inhibition of the trkA receptor, leads to apoptosis (a possible pathway for spontaneous regression in patients). High expression of trkB and its ligand, brain-derived neurotrophic factor, is seen with unfavorable neuroblastoma and points to a possible autocrine or paracrine loop as a contributing factor to a survival or proliferative advantage.
Other cellular features of high-risk neuroblastoma include expression of telomerase, which is a reverse transcriptase involved in preventing chromosomal degeneration and, hence, in promoting cell survival; and low expression of CD44, which is a surface molecule that is, in contrast, associated with metastasis in other neoplasms (20).
Biochemical findings associated with an adverse prognosis (Table 2) (40) include high serum levels of lactate dehydrogenase (a marker for MYCN-amplified and rapidly proliferating disease), neuron-specific enolase, and ferritin. Pretreatment urine levels of catecholamines are not predictive of outcome, but low VMA and high HVA excretion is associated with short survival, whereas localized tumors usually have a VMA-to-HVA ratio of >1. Since HVA is an early metabolite of the catecholamine pathway, this finding suggests that biochemically primitive neuroblastomas are more aggressive.
TREATMENT
Neuroblastoma patients are grouped into low-, intermediate-, and high-risk categories for treatment stratification purposes. The International Neuroblastoma Risk Grouping system is based on age, stage, and selected biologic features (MYCN, DNA index [chromosomal ploidy], histopathology) (Table 4) (20). Recent efforts to reduce treatment in low- and intermediate-risk cases contrasts with an emphasis on increasing chemotherapy dose intensity for high-risk cases. The International Neuroblastoma Response Criteria (Table 5) have been widely adopted to standardize assessment of treatment results but do not include highly sensitive immunocytologic or molecular biologic (reverse transcriptase polymerase chain reaction [RT-PCR]) techniques that detect minimal residual disease in blood or bone marrow (19,42,43).
Treatment Risk Stratification for Neuroblastoma
International Neuroblastoma Response Criteria
Screening
Early detection is the obvious preferred “treatment” approach to cancer and was the basis for the implementation of urine catecholamine screening programs in infants aimed at detecting neuroblastoma in a prognostically favorable clinical setting—that is, young age and low stage. Salient findings in screening programs performed in Japan (4,5), Quebec (7), Germany (8), and Austria (9) included neuroblastomas detected via screening were non-stage 4 with favorable biology; the prevalence of neuroblastoma was at least 50% greater than in unscreened populations; the prevalence of high-risk cases (e.g., MYCN-amplified disease, stage 4 disease beyond the first year of life) was not diminished by screening; and the mortality from neuroblastoma in patients >1 y old was not significantly improved. The major conclusions were that favorable and unfavorable subtypes are distinct entities and that many cases escape detection in unscreened populations via spontaneous resolution or maturation into asymptomatic ganglioneuroma.
Low-Risk and Intermediate-Risk Disease
Biologically favorable localized neuroblastoma is highly curable (survival rates, >90%) in infants and children, with resection alone sufficient for stage 1 (30), complete or partial resection usually sufficient for stage 2 (Figs. 3, 7, and 8) (29,30), and modest doses of chemotherapy effective in stage 3 tumors (33). High survival rates are also seen in infants with non-MYCN-amplified widespread disease, including stage 4S (3,31), which is marked by a high rate of spontaneous regression, and stage 4 (32), which can manifest with substantial bone or bone marrow involvement but responds well to chemotherapy. The most commonly used agents for intermediate-risk disease are cyclophosphamide, carboplatin, etoposide, and doxorubicin. In neonates, small suprarenal masses (<5 cm) consistent with stage 1 neuroblastoma (or an adrenal hemorrhage) do not need to be biopsied; these patients can be monitored by noninvasive studies (ultrasonography, urine catecholamine levels) (24). Soft-tissue recurrences of biologically favorable non-stage 4 neuroblastoma can usually be treated again with resection and little or no chemotherapy (Fig. 9).
CT image of large pelvic neuroblastoma with regional nodal involvement (stage 2B) in 17-mo-old girl. All visible disease was resected.
CT image of recurrent thoracic neuroblastoma that caused respiratory distress in 3-y-old child, who in infancy had stage 4S that had spontaneously resolved. Recurrence was resected, as previously described (29). Patient is well 10+ y later without ever having received cytotoxic therapy.
High-Risk Disease
High-risk neuroblastoma includes MYCN-amplified unresectable disease in all age groups, stage 4 regardless of biology in patients >18 mo old, and stages 2–4 in adolescents or adults. Although 12 mo of age has heretofore been a critical maker in estimating risk for stage 4, recent analyses reveal survival rates of 85%–90% with intensive multimodality therapy in children 12–18 mo of age with non-MYCN-amplified stage 4 (36,37). This group has traditionally been considered at high risk for treatment failure but may, in fact, benefit from a reduction of currently prescribed intensive induction and consolidation therapeutic approaches. The same holds for patients >12 mo old who are classified as stage 4 by virtue of distant lymph node involvement but have favorable biology. This informally called stage “4-N” group of patients may do as well as patients with non-MYCN-amplified stage 3 (Fig. 10) (44).
CT image of large abdominal neuroblastoma (A) in 15-mo-old child who also had left supraclavicular tumor (B), but no involvement of cortical bone or bone marrow (stage “IV-N”). Abdominal mass was resected, biologic markers were favorable, and no cytotoxic therapy was administered. Distant disease spontaneously regressed, and child is well 4+ y later.
For patients with high-risk disease, a modest but gratifying improvement in event-free survival, which was only 25%–30% in recent national studies through the mid-1990s (34,35), has resulted from increased dose intensity during induction (45,46), myeloablative consolidation (sometimes using 2 [tandem] or 3 [triple-tandem] treatments with stem-cell rescues) (34,47–49), local radiotherapy to prevent relapse in primary sites (50), improved supportive care, and addition of biologic response modifiers such as the vitamin A derivative 13-cis-retinoic acid (34) and monoclonal antibodies (51,52).
Induction therapy has most often included alkylating agents (cyclophosphamide, ifosfamide), platinum compounds (cisplatin, carboplatin), topoisomerase II inhibitors (etoposide, doxorubicin), and vincristine (33–35,46–48). Newer chemotherapeutic agents with antineuroblastoma activity include topoisomerase I inhibitors (topotecan, irinotecan) (53,54), which are also being combined with other agents (55–58). The most widely used myeloablative regimens have comprised various combinations of alkylators (melphalan, thiotepa, busulfan, cyclophosphamide), etoposide, and carboplatin (34,35,47–49); total body irradiation is no longer commonly included due to toxicity concerns in the young patient population, with uncertain antitumor benefit. Autologous peripheral blood stem-cell support is routine, often with “purging” to eliminate occult tumor cells using immunologic methods (59,60) or positive selection of hematopoietic progenitors that express CD34 (47). Allografting appears to confer no benefit (59), consistent with in vitro studies suggesting that neuroblastoma cells lack surface markers conducive to a graft-versus-neuroblastoma effect (61).
Agents aside from traditional chemotherapy are widely used both for preventing relapse from microscopic residual disease and for treating chemoresistant disease. The differentiating agent 13-cis-retinoic acid was found in a randomized study to decrease the risk of relapse and subsequently became standard treatment for patients with high-risk neuroblastoma (34). Fenretinide, which may induce apoptosis, is another retinoid being evaluated in large studies (62). Immunotherapy using monoclonal antibodies that target the disialoganglioside GD2 (highly expressed on neuroblastoma) and mediate tumor-cell kill by leukocytes and complement has achieved excellent results against refractory neuroblastoma in bone marrow (63,64). Other strategies to mobilize the host’s immune system for antitumor effect encompass anti-GD2 antiidiotypic vaccines (65), use of tumor-cell lysates processed by dendritic cells (66,67), and injections of tumor cells genetically modified to express immunostimulatory proteins (68,69). Novel approaches targeting biologic aspects of neuroblastoma are under investigation, including angiogenesis inhibitors such as TNP-470 (70), which hold promise in view of the high vascularity of advanced-stage neuroblastoma (71), inhibitors of the trk family tyrosine kinases, (72) and the tyrosine kinase inhibitor STI-571, which is active against neoplasms that express c-Kit (often a feature of aggressive neuroblastomas (73)).
Targeted radiotherapy with 131I-MIBG (74) or 131I-labeled monoclonal antibodies (75,76) can achieve regressions of resistant neuroblastoma. 131I-MIBG in particular has been extensively studied, including in single-agent pilot and dose-escalation trials, (77–80) in combination with conventional chemotherapy in prior treated and in newly diagnosed patients (81,82), and as part of myeloablative regimens for refractory disease (83–85). Myelosuppression, especially thrombocytopenia, is the dose-limiting toxicity. Hematopoietic stem cell rescue allows dosages up to 666 MBq/kg (18 mCi/kg), with extramedullary toxicity limited to hypothyroidism (78,79), and also allows double infusions of 131I-MIBG. Therapy with 131I-MIBG may be leukemogenic (86,87).
NONSCINTIGRAPHIC IMAGING
The initial imaging modalities most commonly used in patients who are eventually diagnosed with neuroblastoma are chest films for suspected pneumonia, skeletal films to investigate limping, ultrasonography to assess a palpable abdominal mass, and spinal MRI for acute neurologic deficits. Chest radiographs can reveal paravertebral masses in the posterior mediastinum, sometimes with calcifications or rib or vertebral body erosion. Skeletal films can identify lytic lesions. Ultrasonography can show a retroperitoneal mass in a suprarenal or paravertebral location as well as liver lesions. Spinal MRI can confirm epidural disease.
CT has long played a fundamental role in the evaluation of a patient with suspected neuroblastoma (87–90). In this setting, CT is useful for defining the extent of the primary tumor and for detecting contiguous or distant lymph node involvement—important issues regarding surgery and staging (Fig. 7). CT of the primary site and the adjacent body cavities is therefore mandatory—for example, chest, abdomen, or pelvis for an abdominal mass; abdomen, chest, or neck for a thoracic mass. In patients with suspected widespread disease, CT of cranial bones may also provide useful information. Soft-tissue calcifications evident by CT are a hallmark of newly diagnosed neuroblastic tumors, of regressing low-risk tumors, and of residual nonosseous lesions present after treatment of intermediate-risk and high-risk disease. (Calcifications are rare in nephroblastoma, which is the other common intraabdominal pediatric solid tumor.) Accurate assessment by CT of infradiaphragmatic sites of disease requires adequate contrast filling of bowel and of major blood vessels.
MRI in recent years has supplanted CT as a possibly more useful modality in the staging of neuroblastoma (91–93). MRI is as good or better than CT for visualization of anatomic details of the primary tumor, including relationships with the blood vessels (94). MRI is superior to CT for characterizing epidural extension or leptomeningeal disease (94–96); for identifying intrahepatic lesions and determining whether they are metastatic deposits or benign abnormalities; for assessing tumor invasion of kidney, liver, or other organs; for delineating abdominal masses in infants (whose lack of intraperitoneal fat can make CT inadequate) (Fig. 11); for detecting bone marrow invasion (and distinguishing it from cortical bone involvement) (97–99); and for defining the extent of cortical bone destruction (especially useful in limbs and in cranial bones). MRI is particularly helpful for evaluating an unexpected MIBG-avid focus in skeleton or soft tissue during follow-up surveillance. MRI does not require oral contrast and it lacks ionizing radiation—major advantages in young patients. Drawbacks of MRI include less-than-optimal definition of small (<13 mm) lymph nodes, false-positivity for bone marrow involvement after treatment has achieved complete remission (97–99), uncertain significance of findings in irradiated bones, and relatively long imaging time with standard technology.
Abdominal MRI in 3-mo-old child with unresectable retroperitoneal neuroblastoma (A) and hepatic lesions (B). Extent of disease was poorly defined using CT. All masses and bone marrow disease spontaneously regressed.
MRI is better than CT for posttreatment follow-up of midline or paraspinal neuroblastomas (neck, chest, nonadrenal retroperitoneum), especially in patients with low-risk or intermediate-risk disease whose management does not routinely include radiotherapy. Ease of use (no need for sedation or contrast) and lack of radiation make ultrasonog-raphy the preferred modality for monitoring infants and children with low-risk abdominal or pelvic neuroblastoma posing no significant risk of epidural extension. This clinical subset, which is strongly associated with spontaneous regression, encompasses (a) small masses (<5 cm) detected incidentally and suspected of being either congenital neuroblastoma (stage 1) or adrenal hemorrhage, and for which even biopsy or resection is no longer routinely undertaken (3,4,24); (b) completely or partially resected localized tumors with favorable biology (29,30); and (c) liver lesions and the primary abdominal tumor of biologically favorable stage 4S, another subset for which resection is not needed (3). Debate continues about possible carcinogenic risks from exposure in childhood to CT-associated radiation (100). Either CT or MRI can be used for monitoring patients with high-risk disease whose treatment usually includes local radiotherapy. Definition of response requires 3-dimensional measurements for determination of changes in tumor volume.
SCINTIGRAPHIC STUDIES
Proper staging and monitoring of patients with neuroblastoma is heavily dependent on scintigraphic studies (Table 6). 99mTc-MDP scan has long been known to be superior to skeletal survey for detecting metastases in cortical bone (101,102). Imaging with 131I- or 123I-labeled MIBG has steadily gained increased usage since its development in the early 1980s, as it proved its high sensitivity and specificity for identifying metastatic involvement of cortical bone, bone marrow, and lymph nodes (103–118). 111In-Pentetreotide scintigraphy has been superceded by MIBG in the routine staging of neuroblastoma because of a high false negativity rate (119–121). PET using 18F-FDG has recently emerged as a promising modality for revealing neuroblastoma in both soft tissue and skeleton, albeit with limitations as compared with MIBG scan (122–125). Radiolabeled monoclonal antibodies reactive with neural antigens localize well to primary tumors and metastatic deposits but are investigational (76,126–129).
Suggested Studies for Clinical Staging and Follow-Up
99mTc-MDP Scintigraphy
MDP is taken up by cells active in the metabolism of bone. Studies in the 1970s and 1980s confirmed the superior sensitivity of 99mTc-MDP scans compared with conventional radiography (skeletal survey) for detecting sites of metastases in cortical bone (101,102). (Primary neuroblastomas also concentrate MDP, but this has no prognostic significance.) The role of 99mTc-MDP scans, however, has diminished in recent years as its disadvantages have become more evident and its inferiority to MIBG (and PET) has been repeatedly documented (109,111,113,114,116,125,130). 99mTc-MDP scans still have a role in evaluating newly diagnosed patients since other scintigraphic modalities cannot distinguish between cortical bone and bone marrow, and involvement of the former may have prognostic significance. Indeed, 99mTc-MDP scans are useful at diagnosis for adding to the detection rate of cortical bone metastases (109,113,131). Nevertheless, this imaging modality can be dispensed with in the routine follow-up of a clinically responding patient since 99mTc-MDP scans in that context virtually never add to information provided by MIBG scans or urine catecholamine levels (104,111,116,130,132). 99mTc-MDP scans can be problematic because of a failure to detect lesions at the ends of long bones due to the intense uptake of bone-seeking agents in the normal growth plates of children. False-positivity is common with trauma, and 99mTc-MDP scans often persist in showing abnormal osseous uptake for months despite the eradication of malignant disease.
Radioiodinated MIBG Scintigraphy
MIBG is an analog of catecholamine precursors and is therefore concentrated in neuroblastic cells (133,134). It localizes to neuroblastoma in primary sites and in bone, bone marrow, and lymph nodes in 90%–95% of patients (103–118,135) (Figs. 12–14); detection of metastases within the central nervous system is less certain (18). Advantages of 123I-MIBG, rather than 131I-MIBG, include greater sensitivity for disease detection, better image quality, 2 instead of 3 d of scanning, and less risk to the thyroid gland (136). Characterization of the normal physiologic MIBG uptake in children and SPECT imaging have helped limit misinterpretations of MIBG scans (103,137–141). Common falsely positive findings are increased radiotracer uptake in the remaining adrenal gland after an adrenalectomy (to resect neuroblastoma), physiologic uptake in intestine, and bilateral symmetric uptake in the upper chest (possibly in brown adipose tissue (141)) (Fig. 15) (138). Aside from lack of tumor-cell MIBG avidity (135), causes of falsely negative MIBG scans include nonvisualization of lesions because of intense radiotracer uptake in normal liver, myocardium, salivary glands, intestines, and thyroid (if inadequately blocked by supplemental iodine) (138).
123I-MIBG image of 10-mo-old child with posterior mediastinal primary tumor, extensive bone marrow involvement, and bulky metastatic deposits in right parietal skull and left sphenoid/orbit, but no MYCN amplication and therefore prognosis is favorable.
123I-MIBG image of 3-y-old child with left adrenal primary tumor, extensive bone marrow involvement, and large soft-tissue metastatic deposits in right superior mediastinum and right supraclavicular region. Patient is in remission at 30+ mo.
123I-MIBG image of newly diagnosed 13-y-old child with soft-tissue disease in neck, mediastinum, abdomen, and pelvis; bulky metastatic lesion involving cranial bones; and extensive bone marrow involvement. This adolescent achieved complete remission but later relapsed.
123I-MIBG image of 3-y-old child with no definite evidence of disease but with false positivity in left adrenal gland (contralateral adrenal gland was previously resected), in bowel (over left pelvis and superior to bladder), and bilaterally in upper chest.
MIBG scintigraphy should be performed in newly diagnosed patients for several reasons. First, MIBG findings can result in upstaging due to detection of distant disease not evident by bone marrow tests or other imaging studies. Second, determining MIBG avidity can influence the choice of follow-up evaluations. Third, the extent of MIBG uptake might have prognostic significance (142).
Although comprehensive reviews have noted a well-established role for MIBG scintigraphy in the staging and monitoring of neuroblastoma (143,144), investigations continue into defining the precise utility of routine MIBG scans in clinical management (118). For this purpose, MIBG scoring systems have been devised, based on tabulating the number and extent of MIBG-avid foci in 8–10 anatomic compartments (131,142,145–147). Results of single- or multiinstitutional experiences using these scoring systems in 27–86 stage 4 patients have differed over whether the extent of MIBG uptake at diagnosis or after 2–4 cycles of chemotherapy does (131,142,145,147) or does not (146) correlate with a good response to induction. Similarly, MIBG uptake in skeleton after induction and before myeloablative consolidation was an adverse prognostic marker in the experience of the European Bone Marrow Registry (148) and in a large French study (147) but not in some single-institutional studies (49,149).
The above reports involved retrospective reviews of series of selected patients treated in the 1980s and 1990s with standard-dose chemotherapy. Complete or very good partial remission rates of high-risk patients were <50%; most patients had readily detectable neuroblastoma at the end of induction and event-free survival rates were poor. MIBG findings were confirmatory of other staging evaluations in the detection of residual disease—hence, the apparent redundancy of MIBG scintigraphy. More dose-intensive induction regimens have gained widespread usage in recent years because they appear to improve response rates (45,46). In this setting, MIBG scintigraphy yields the only evidence of residual disease in a small percentage of patients (130). The current preponderant view is that persistence of MIBG positivity during and after induction therapy forebodes a poor outcome. Measures to eradicate the chemoresistant disease in these MIBG-avid sites include targeted radiotherapy with high doses of 131I-MIBG (Fig. 16) (74,77–87).
123I-MIBG image of 8-y-old child with widespread relapsed disease that did not respond to chemotherapy. Treatment with 666 MBq/kg (18 mCi/kg) of 131I-MIBG achieved a complete remission; follow-up 123I-MIBG scintigraphy showed no abnormal uptake.
FDG PET
PET exploits the increased aerobic glycolysis of malignant as compared with most normal cells, plus the retention within cells of the phosphorylated form of FDG. FDG uptake is, therefore, directly proportional to tumor burden and to tumor-cell proliferation. The capacity to characterize tumors both anatomically and metabolically sets PET apart from standard imaging modalities (150,151). The published experience on neuroblastoma and PET is limited, including 1 preclinical study (a single neuroblastoma xenograft) (152), 3 small clinical studies (a total of <20 patients), (122–124), and 1 large study (51 patients, 92 scans) (125). PET scan findings correlate well with disease status as determined by MIBG scans, CT (or MRI), bone marrow tests, urine catecholamine levels, and clinical history. Sequential PET scans accurately depict treatment effects and disease evolution. Because of the higher spatial resolution of the PET scanner and the tomographic nature of PET images, PET may be better than routine 123I- or 131I-MIBG scintigraphy for identifying small lesions and for delineating the extent or localizing anatomic sites of disease. PET might hold an advantage over MIBG scans for detecting metastases in liver, where the normally intense accumulation of MIBG can obscure disease. PET shows more osteomedullary abnormalities than 99mTc-MDP scans in extracranial structures and, in this regard, it matches or surpasses MIBG scans. PET and MIBG scans show similar patterns of diffusely abnormal skeletal findings in patients with extensive bone marrow involvement (Fig. 17), but neither imaging modality reliably detects minimal bone marrow disease (111,125,130). Further accuracy of PET image interpretation is expected with combined high-quality PET and CT in a single device (153).
FDG PET image of 21-y-old adult with extensive bone marrow involvement. Patient is in remission at 32+ mo.
A major drawback of PET is lack of visualization of lesions in the cranium because of high physiologic activity in brain. Increased FDG uptake in gut, thymus, urinary tract, sites of inflammation (skin, lungs, liver, recent sites of surgery), and hyperactive bone marrow are well-recognized nonmalignant causes or sites of FDG accumulation (150,151,154). Falsely positive FDG uptake in the neck and shoulder region has been attributed to muscle activity (from patient anxiety) but may also occur from accumulation in brown adipose tissue (154). Clinical history helps prevent misinterpretation of falsely positive findings of PET. For example, in neuroblastoma patients, there should be little difficulty in distinguishing between inflammatory versus malignant causes of lung lesions seen by PET and CT: These patients often have documented or suspected systemic infections consequent to myelosuppressive therapy, and neuroblastoma rarely metastasizes to lungs, especially when disease is responding to treatment. There should also be little difficulty in recognizing a benign cause for the diffuse FDG uptake in skeletal structures that can occur with cytokine-induced enhanced hematopoiesis (hyperactive bone marrow) after chemotherapy (and no morphologic evidence of neuroblastoma in bone marrow specimens).
PET may also yield useful clinical information in neuroblastoma patients beyond anatomic localization of disease. Through its depiction of the metabolic state of tumor cells, PET might provide insights into the proliferative or malignant potential of disease. Whether the degree of uptake at diagnosis has prognostic significance, especially with localized tumors, has not been studied. The findings in patients with metastatic neuroblastoma can influence treatment decisions. For example, in patients receiving cytotoxic therapy, but with persistence of measurable lesions by standard staging studies, PET scans with normal or with faintly abnormal distribution of FDG might be indicative of quiescent or responding, rather than actively proliferating or aggressive, disease; the impact would be support for continuation of the treatment program.
111In-Pentetreotide Scintigraphy
111In-Pentetreotide is a radiolabeled form of octreotide that is a synthetic somatostatin analog with a long half-life and with a high affinity for binding to the somatostatin receptors (SRs) identified on neuroblastoma cell lines and tumors (155–158). Imaging with somatostatin analogs is less sensitive than MIBG scans for detecting neuroblastoma (119–121), probably because SR expression is downregulated in more aggressive tumors and is variable within the same tumor. SR expression is associated with the favorable clinical prognostic factor of low stage and with the favorable biologic prognostic factors of nonamplified MYCN, hyperdiploid DNA content, and intact chromosomal 1p36 (121). These clinical and biologic findings account for the better clinical outcome of patients with neuroblastomas that concentrate 111In-pentetreotide. However, the absence of an independent prognostic significance to results with this imaging modality, plus the variability of 111In-pentetreotide uptake by neuroblastomas, currently preclude a well-defined indication for SR imaging in patients with neuroblastoma.
Imaging with Radiolabeled Antibodies
Radioimmunodetection of neuroblastoma was first demonstrated in the early 1980s with 131I-labeled UJ13, an IgG1 monoclonal antibody that recognizes the NCAM antigen on neuroectodermal tissue, including neuroblastoma (126). Initial enthusiasm was dampened by false-negative results (159) and by nonspecific uptake in the liver, a common drawback of IgG1 antibodies. Subsequent radioimmunologic attempts to enhance the detection of neuroblastoma in patients focused on the use of radiolabeled anti-GD2 monoclonal antibodies. In small studies, scintigraphy using the anti-GD2 IgG1 monoclonal antibody BW 575/9 labeled with 99mTc yielded mixed results: Good localization was noted in 2 of 3 patients (160), and, in a comparative analysis involving 7 patients, 5 of 26 lesions were missed by 123I-MIBG and 8 lesions were undetected by immunoscintigraphy (127). Two larger studies using other anti-GD2 antibodies have since been reported, with more encouraging results. Follow-up evaluations of 18 patients included 123I-MIBG scintigraphy and 31 scans with 99mTc-labeled ch14.18, which is a chimeric anti-GD2 IgG2a antibody: The latter detected relapses sooner; was superior regarding sensitivity in diagnosing local, nodal, and skeletal relapses; and was equal or better regarding specificity (129). In a study involving 41 patients treated for advanced-stage neuroblastoma, imaging with 131I-labeled 3F8, which is a murine anti-GD2 IgG3 antibody, detected more sites of disease in skeletal structures (cortical bone or bone marrow) than either 131I-MIBG or 99mTc-MDP, and uptake in soft-tissue masses correlated with findings by CT or MRI, though ganglioneuromas gave false-negative results (128). Favorable preliminary results (7 patients) have also been reported using the chCEM, a chimeric IgG1 monoclonal antibody that reacts with the cellular adhesion molecule L1 (L1-CAM) (76). Despite evidence of superior sensitivity, radioimmunodetection has remained investigational, at least in part because of greater ease of use (cumbersome labeling of antibodies) and improved accuracy with standard scintigraphic modalities, primarily 123I-MIBG.
CONCLUSION
Improvements in prognostication are resulting from refinements in biologic characterization of neuroblastomas and from increased accuracy in establishing the extent of disease via expanding usage of sensitive imaging modalities (123I-MIBG, FDG PET) and of tests for detecting minimal disease (immunocytology, RT-PCR). These advances are already facilitating the development of risk-related treatment strategies, best evidenced by reductions in the use of cytotoxic therapy in infants and some subsets of older patients (with expected decrease in acute and late sequelae in these patients who have a long projected survival). Current induction and consolidative chemotherapy regimens for high-risk disease, as well as sophisticated surgery and radiotherapy, are yielding increased numbers of patients with minimal residual disease, which is the optimal setting for effective use of biologic response modifiers. Coordinated use of the latter, including retinoids and monoclonal antibodies, promises to yield ever greater event-free survival rates over the next decade.
Footnotes
Received Jan. 13, 2004; revision accepted Apr. 23, 2004.
For correspondence contact: Brian H. Kushner, MD, Department of Pediatrics, Memorial Sloan-Kettering Cancer Center, 1275 York Ave., New York, NY 10021.
Email: kushnerb{at}mskcc.org
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