|
|
|||||||||
|
|
|||||||||
|
|
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Clinical Investigation |
1 Department of Oral and Maxillofacial Surgery, University Medical Center Groningen, Groningen, The Netherlands; 2 Department of Nuclear Medicine and Molecular Imaging, University Medical Center Groningen, Groningen, The Netherlands; 3 Center for Rehabilitation, University Medical Center, Groningen, Groningen, The Netherlands; 4 School for Health Research, University Medical Center, Groningen, Groningen, The Netherlands; 5 Department of Nuclear Medicine, Medical Center Leeuwarden, Leeuwarden, The Netherlands; 6 Department Otorhinolaryngology, University Medical Center Groningen, Groningen, The Netherlands; and 7 Department of Oral and Maxillofacial Surgery, Medical Center Leeuwarden, Leeuwarden, The Netherlands
Correspondence: For correspondence or reprints contact: Christiaan A. Krabbe, Department of Oral and Maxillofacial Surgery, University Medical Center Groningen, P.O. Box 30.001, 9700 RB Groningen, The Netherlands. E-mail: c.a.krabbe{at}kchir.umcg.nl
| ABSTRACT |
|---|
|
|
|---|
Key Words: positron emission tomography squamous cell carcinoma head and neck cancer fluorodeoxyglucose recurrence
| INTRODUCTION |
|---|
|
|
|---|
In the cases for which tumor recurrence is identified, it is often beyond the stage of salvation. Curative salvage treatment of recurrences and treatment of second primary tumors are possible only if lesions are small and the salvage treatment that is needed is not limited by the earlier performed therapy. Early recognition of recurrent disease and second primary tumors during thorough follow up may allow early salvage treatment and may potentially confer a survival advantage (7).
Effective posttreatment surveillance of HNSCC recurrence is a diagnostic challenge. Postoperative and postradiation changes in the normal tissues may obscure the early detection of recurrence, when conventional follow-up approaches such as clinical assessment, CT, MRI, and endoscopic examination are applied. 18F-FDG PET offers a tool that enables the early detection of HNSCC recurrences. 18F-FDG PET can distinguish recurrent HNSCC from posttreatment changes and is more effective in detecting recurrent tumors than physical examination, CT, or MRI (8–13). However, in most of these studies, the objective was to assess the ability of 18F-FDG PET to visualize a recurrence that was clinically already highly suspected.
18F-FDG PET as a sequential diagnostic tool, independent of whether recurrence is suggested, has been investigated to limited extent. Most of the studies available evaluated the ability of 18F-FDG PET to assess the response of the primary tumor and nodal metastases to radiotherapy or chemotherapy within 2 mo after therapy (14–18). The impact of 18F-FDG PET on subsequent management may be different when searching for cancer recurrence rather than for tumor response. Currently, no consensus exists regarding interval and frequency of PET scans for surveillance of recurrence in HNSCC in subclinical patients after treatment.
The purpose of this study was to evaluate the role and timing of 18F-FDG PET scans as a routine surveillance tool for detecting early tumor recurrence, distant metastases, and second primary tumors in patients treated for advanced SCC in the oral cavity or oropharynx after completion of their curative treatment.
| MATERIALS AND METHODS |
|---|
|
|
|---|
The study was conducted according to the Dutch Medical Research Involving Human Subjects Act, after approval by the Institutional Review Boards of the participating hospitals. All patients gave written informed consent to participate in the study.
Follow-up Protocol
The study was set up as a nonrandomized paired design. Patients served as their own control (i.e., comparison of PET screening [test] vs. results of regular follow-up [control]). After the patient completed initial therapy, the follow-up of the participant was 2-fold: regular follow-up and serial 18F-FDG PET.
The regular follow-up consisted of history and physical examination at 3-mo intervals at the outpatient department (OPD). The examination included inspection or palpation of all anatomic subsites of the head and neck and an examination of internal structures. Earlier visits to the OPD than scheduled, because of patients' complaints, were considered as a part of the regular follow-up. The outcome of regular follow-up was considered positive on the basis of symptoms or physical signs suggestive of a recurrence or second primary tumor during clinical examination. The clinician had to note if recurrence was suggested. During this assessment, the clinician was unaware of the outcome of the current 18F-FDG PET results.
Besides this regular follow-up, all patients underwent serial 18F-FDG PET investigations at set times (3, 6, 9, and 12 mo) after the completion of initial therapy. 18F-FDG PET was planned on the same day as regular follow-up visits to the OPD.
In the case of negative results of the regular follow-up and serial 18F-FDG PET, no action was planned and a standard follow-up protocol was continued. The study finished 18 mo after T0, leaving a 6-mo observation time after the last PET study.
When local and regional recurrences, distant metastasis, or a second primary tumor were suggested by either regular follow-up or 18F-FDG PET, specific additional diagnostics were performed for confirmation, such as CT, endoscopy, biopsy, cytology, or ultrasound. For any suggestion outside the head and neck area, the patient was referred to the evaluation consultant of the relevant specialty. If a recurrence or a second primary tumor was confirmed by the additional diagnostics, patients were scheduled for palliative or curative therapy.
The outcome of either biopsy or additional diagnostic procedures was the gold standard to compare with positive results of regular follow-up or a 18F-FDG PET scan.
18F-FDG PET Acquisition and Interpretation
All patients had to fast for at least 5 h before undergoing 18F-FDG PET. 18F-FDG was administered intravenously (4–5 MBq/kg). After an uptake period of 90 min, PET emission data were acquired from halfway up the femur to the skull base. Two devices were used: an ECAT EXACT HR + scanner (Siemens CTI), which acquires 63 planes over 15.5 cm, and a Biograph 6 PET/CT scanner (Siemens), which acquires 81 planes over 16.2 cm. The measured resolution of both systems is 4–5 mm in full width at half maximum transaxially in the center of the field of view. On both systems, attenuation-corrected images were obtained, either from low-dose CT data or from a 68Ge/68Ga ring source. CT images were used for attenuation correction only.
Two nuclear medicine physicians, both experienced in PET, visually evaluated all PET images independently. They were unaware of the findings of the current regular follow-up.
In the case of a second, third, or fourth scan, the nuclear medicine physicians had access to all available clinical data at the time of previous scans, including the results of the previous regular follow-up and of morphologic imaging but not of the regular follow-up at the time of the current scan. The level of confidence in image interpretation was graded using a 5-point grading system (0, definitely no tumor; 1, probably no tumor; 2, equivocal; 3, probably tumor; and 4, definite tumor). On a case record form, the results of each scan were divided into 3 regions: primary, neck, and distant. In the final analysis, grades 2, 3, and 4 were considered positive. In the case of discrepancies, consensus was aimed for. If no consensus could be reached, a third independent nuclear medicine physician made the final assessment.
Impact of PET on Patient Management
If a recurrence or second primary tumor was suggested by regular follow-up or 18F-FDG PET, or both, a new diagnostic strategy was applied to the patient. The extent to which 18F-FDG PET and regular follow-up led to changes in management was compared. If the recurrence or second primary could be confirmed within the study period, the change in management was considered to have been appropriate; otherwise, it was considered to have been superfluous.
The number of detected recurrences or second primary tumors by 18F-FDG PET and the regular follow-up were compared and treatment strategies were assessed.
Statistics
A sample size of 40 patients was initially planned. It was estimated that 40% of the patients would have recurrences or second primary tumors. Assuming that 18F-FDG PET had a sensitivity of 80% or 90%, the corresponding 95% confidence intervals would be 57%–93% or 71%–99%, respectively. Dropout was estimated at 20% of all included patients; consequently, 48 patients were required.
Sensitivity, specificity, and negative and positive predictive value of 18F-FDG PET and regular follow-up were calculated on the basis of comparison with the gold standard or with a minimal 6-mo relapse-free time after PET 4 (which refers to PET performed at 12 mo after therapy) with no evidence of malignancy.
Calculations were performed at patient level and scan level for each of the 3 regions separately. The diagnostic value of 18F-FDG PET was compared with that of regular follow-up. At the patient level, comparison was performed by means of the McNemar test. Confidence intervals (95%) of the difference in outcomes were calculated using confidence interval analysis. Proportional observer agreement and Cohen
were calculated between the nuclear medicine physicians.
| RESULTS |
|---|
|
|
|---|
|
|
|
|
In Table 4, the diagnostic properties of the serial 18F-FDG PET scans are shown. Overall, 18F-FDG PET showed a high sensitivity and a high negative predictive value. Because of substantial false-positive results, specificity and positive predictive value were considerably lower. Between different anatomic sites (head, neck, and distant), no significant differences were found.
|
|
|
was 0.75. Per anatomic site, agreement and Cohen
were 0.87 and 0.65, 0.92 and 0.56, and 0.90 and 0.69, respectively, for the primary site, neck, and distant sites.
Impact of 18F-FDG PET
At the patient level, 18F-FDG PET induced changes in diagnostic procedures or treatment in 63% of the patients, whereas regular follow-up did in 25%. However, the change by 18F-FDG PET or regular follow-up led in 40% and 100% to superfluous diagnostic procedures, respectively—that is, procedures that were performed because of a false-positive result.
In all 18 patients with recurrences or second primary tumors, additional diagnostic procedures for confirmation were initiated by 18F-FDG PET; the regular follow-up initiated none. Seven of the 18 patients (39%) received a curative salvage treatment. Three of these 7 patients died (mean ± SD, 9.5 ± 2.4 mo) after salvage treatment, because of recurrences; 4 are still alive, without signs of malignancy. The other 11 patients received palliative treatment (Table 2).
In 2 patients, 18F-FDG PET led to overtreatment: in 1 patient, lung cancer was suggested by 18F-FDG PET and was confirmed by CT. This patient underwent a lobectomy, but histopathology showed an encapsulated fungal infection. The other patient underwent a neck dissection because of a wrong localization of a local recurrence by 18F-FDG PET.
Timing of 18F-FDG PET Scans
Table 6 shows 18F-FDG PET performances at each time (3, 6, 9, and 12 mo after treatment). Diagnostic properties did not show significant differences among the scans. In 14 of the 18 patients (78%) with disease detected by serial 18F-FDG PET, the disease was recognized on the 3-mo posttreatment scan. Eight were confirmed by additional diagnostic procedures at that time, and 6 patients needed 1 or more diagnostic procedures after PET scans and additional diagnostic procedures to confirm the diagnosis. 18F-FDG PET 3 and 6 mo after therapy detected malignancy in 16 of the 18 patients, including all recurrences. 18F-FDG PET results 9 and 12 mo after treatment were in most patients a confirmation of malignancy detected by previously performed PET scans.
|
| DISCUSSION |
|---|
|
|
|---|
Currently, there is no consensus regarding the interval and frequency of 18F-FDG PET scans in the follow-up of HNSCC patients. There were several reasons why we chose to perform the first 18F-FDG PET study at 3 mo after treatment. 18F-FDG PET performed within 10 wk after radiation or chemoradiation has been associated with high rates of false-negative findings due to a time period of decreased 18F-FDG uptake after chemoradiation, despite the ongoing presence of viable tumor cells (19). False-positive findings, which are attributed to nonspecific mucosal changes due to chemoradiation, are also associated with 18F-FDG PET performed too early after treatment (20). In addition, the efficacy of chemoradiotherapy (the tumor-kill phenomenon) cannot be fully assessed for at least 8–10 wk after completing chemoradiation. When 18F-FDG PET is performed within 2 mo after treatment, the indication is to evaluate the response to chemoradiation rather than search for recurrences. Moreover, locoregional recurrences, after combined therapeutic modalities including conservative surgery, usually occur later. 18F-FDG PET performed as a sequential investigation 4 mo after treatment, independent of whether recurrence is suggested, showed high accuracy (12,14,21,22). However, recurrences could also be apparent clinically or radiographically at the time of PET. Performing the first sequential PET study at 3 mo after treatment resulted in a high sensitivity and detection rate before other clinical indications were apparent. Similarly, the negative predictive value of 18F-FDG PET was high, in accordance with other studies in which 18F-FDG PET was performed at 12 wk or more after therapy, encouraging an early onset of reconstruction if indicated in case of negative scan findings (23,24).
Few systematic prospective studies have been conducted in which the use of repeated routine posttreatment 18F-FDG PET in a heterogeneous group of HNSCC patients was tested (14,21,25). Because of the study design of repeating scans (every 3 mo), we were able to investigate efficacy and optimum timing of posttreatment 18F-FDG PET scans. Sensitivity and specificity of 18F-FDG PET were not dependent on timing in the 3- to 12-mo posttreatment surveillance (Table 6). 18F-FDG PET at 3 mo detected all recurrences except 1 (Table 2) and induced the greatest change in nonsuperfluous diagnostic strategy. PET 1 and 2 detected malignancy in 16 of the 18 patients and thus, 18F-FDG PET performed at 3–6 mo after therapy, in accordance with the findings of a retrospective study by Lee et al. (26), was the best timing for imaging after treatment. In 2 studies, systematic 18F-FDG PET/CT showed a high accuracy at 12 mo after treatment (27,28). However, the authors suggested a higher impact of 18F-FDG PET at 6 mo after treatment, because the 18F-FDG PET at 12 mo after treatment had significantly less impact than did earlier performed 18F-FDG PET motivated by clinical suspicion (27). Their suggestion was indeed proven by our results. Another study performed routinely 18F-FDG PET/CT about 12 mo after therapy, but with a large SD (positive PET/CT and negative PET/CT results, 10.7 ± 4.7 and 12.3 ± 4.1 mo, respectively) (28).
What is unclear is whether a follow-up 18F-FDG PET scan after a previous systematic 18F-FDG PET scan is indicated and which time interval has to be used. A retrospective study on timing of 18F-FDG PET suggested that locoregional recurrences are unlikely for at least 1 y after initial negative 18F-FDG PET scans (26). Although the impact of a second 18F-FDG PET scan would be significantly less than that of the first systematic 18F-FDG PET scan, it might be appropriate to perform a second PET scan 1 y after the first systematic 18F-FDG PET scan, knowing that in our study 3 second primary tumors and 1 recurrence not detected by the first 18F-FDG PET scan would have been detected at that time point.
A limitation of 18F-FDG PET was its low specificity and positive predictive value. For reasons of screening, a high false-positive risk is more easily accepted as long as sensitivity approaches 100% and false-positive results do not increase the risk of patient morbidity. 18F-FDG PET seems to fulfill these criteria in the current study. Many false-positive scans were related to distinct pathologic lesions other than SCC (Table 5) and in fact were recognized by clinical assessment or other imaging techniques (but were unavailable to the nuclear physician because of the design of the study). However, discrimination between 18F-FDG uptake caused by SCC or by other pathologic lesions is impossible for nuclear medicine physicians unaware of clinical information, and malignancy will be suspected first until proven otherwise. Paradoxically, patients treated for advanced SCC are at high risk for high 18F-FDG uptake both by SCC and by nonneoplastic causes such as mucositis and osteoradionecrosis. In this respect, PET/CT could reduce false-positive results, as it allows direct correlation of 18F-FDG uptake with anatomic structures. PET/CT improves the ability to localize lesions, decreasing the risk of sampling errors (28–30). Moreover, anatomic imaging is required to determine which anatomic structures are involved and to recognize crucial tumor characteristics such as perineural spread, which is related to a poor prognosis and may alter treatment strategies (31). Because of the use of 2 different PET cameras in this study, anatomic information was ignored at first to get a uniform analysis of the study population. Otherwise, a bias could not be excluded because of possible differences in performances between PET/CT and PET fused with separate CT or MRI.
High focal 18F-FDG uptake without a correlating anatomic substrate raises a diagnostic dilemma. In 8 of the 18 patients with true pathologic 18F-FDG uptake, conventional work-up was not able to confirm the 18F-FDG PET findings until 3–12 mo later (Table 2; Fig. 1). In contrast, there were also patients with persistent unexplained 18F-FDG uptake in subsequent scans that was never confirmed (Fig. 2). Therefore, positive 18F-FDG PET scans have to be confirmed by at least 1 other diagnostic procedure to prevent overtreatment. Unfortunately, this compromises the intent to detect recurrences as early as possible. To minimize false-positive results in routine patient care, we recommend the following: nuclear medicine physicians should be informed in detail about clinical history and additional pathology. If there is no explanation for the positive result by clinical assessment, other imaging techniques should be performed. If no anatomic substrate has been found, frequent follow-up and repeated PET after 3 mo are recommended. Figure 3 shows a flow diagram. On the basis of our results, if repeated 18F-FDG PET showed clearly less or no 18F-FDG uptake, a false-positive result for the previous PET study is highly likely. However, if the 18F-FDG uptake was unchanged or increased, discrimination by 18F-FDG PET between true- and false-positive is impossible and morphologic imaging or biopsy is required.
|
| CONCLUSION |
|---|
|
|
|---|
| ACKNOWLEDGMENTS |
|---|
| FOOTNOTES |
|---|
| References |
|---|
|
|
|---|
Related articles in JNM:
This article has been cited by other articles:
![]() |
N. C. Nguyen, P. Fajnwak, M. M. Osman, and H. R. Farghaly 18F-FDG PET for Routine Posttreatment Surveillance in Oral and Oropharyngeal Squamous Cell Carcinoma J. Nucl. Med., July 1, 2010; 51(7): 1164 - 1164. [Full Text] [PDF] |
||||
![]() |
C. A. Krabbe, J. Pruim, P. U. Dijkstra, and J. L. N. Roodenburg Reply: 18F-FDG PET for Routine Posttreatment Surveillance in Oral and Oropharyngeal Squamous Cell Carcinoma J. Nucl. Med., July 1, 2010; 51(7): 1164 - 1165. [Full Text] [PDF] |
||||
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| HOME | HELP | FEEDBACK | SUBSCRIPTIONS | ARCHIVE | SEARCH | RSS | TABLE OF CONTENTS |
| JOURNAL OF NUCLEAR MEDICINE TECHNOLOGY | THE JOURNAL OF NUCLEAR MEDICINE |